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NPS ARCHIVE 
1997 r O(* 
HURON, M. 



NAVAL POSTGRADUATE SCHOOL 



Monterey, California 




THESIS 



THE ARMY TACTICAL COMMAND 
AND 

CONTROL SYSTEM 

by 

Mark A. Huron 
June, 1997 

Principal Advisor: Donald van Z. Wadsworth 

Associate Advisor: John H. Gibson 



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4 TITLE AND SUBTITLE THE ARMY TACTICAL COMMAND AND CONTROL 

SYSTEM 



6. AUTHOR(S) Mark A. Huron 



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Naval Postgraduate School 
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11. SUPPLEMENTARY NOTES The views expressed in this thesis are those of the author and do not reflect the official 
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13. ABSTRACT (maximum 200 words) 

This thesis is a summary of the capabilities of the Army Tactical Command and Control System (ATCCS) and the guiding 
Command, Control, Communications, Computers and Intelligence (C 4 I) documents as they apply to the ATCCS. Its purpose 
is to strengthen the knowledge base of Army officers entering the Joint C 4 I curriculum by providing a summary of Joint and 
Army C 4 doctrine and guidance as it applies to ATCCS. 

ATCCS is the Army’s primary Command and Control (C 2 ) system at echelons corps and below. ATCCS consists of five 
smaller systems, each a Battlefield Functional Area Control System (BFACS) controlling seven Battlefield Functional Areas 
(BFA). The five BFACS are: the Maneuver Control System (MCS), the Advanced Field Artillery Tactical Data System 
(AFATDS), the Forward Area Air Defense Command, Control and Intelligence System (FAAD C 2 I), the Combat Service 
Support Control System (CSSCS), and the All Source Analysis System (ASAS). 

A clear strategy for the functional design of ATCCS is supported by three documents. Related to and supportive of each 
other, the three documents are: Joint Pub 6-0, Doctrine for Command, Control, Communications and Computer Systems 
Support to Joint Operations; The Army Enterprise Strategy consisting of The Vision and The Implementation Plan; and Army 
Field Manual 100-5, Operations. This thesis draws threads of continuity from joint doctrine through Army guidance into 
implementation in ATCCS. 



14. SUBJECT TERMS Joint Command, Control, Communications, Computers and Intelligence 
(C 4 I), Command and Control (C 2 ), The Army Tactical Command and Control System 
(ATCCS). 



15. NUMBER OF PAGES 

114 



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Approved for public release; distribution is unlimited. 



THE ARMY TACTICAL 
COMMAND AND CONTROL SYSTEM 

Mark A. Huron 
Major, United States Army 
B.S., Texas A&M University, 1984 

Submitted in partial fulfillment 
of the requirements for the degree of 

MASTER OF SCIENCE IN SYSTEMS TECHNOLOGY 



from the 

NAVAL POSTGRADUATE SCHOOL 
June 1997 









IT - 

\ K'i O 



DUDLEY KNOX LIBRARY 
NAVAL °OSTGRADU,-~ 
MONIERtY CA S3L 43- 

ABSTRACT 

This thesis is a summary of the capabilities of the Army Tactical Command and Control 
System (ATCCS) and the guiding Command, Control, Communications, Computers and 
Intelligence (C 4 I) documents as they apply to the ATCCS. Its purpose is to strengthen the 
knowledge base of Army officers entering the Joint C 4 I curriculum by providing a summary 
of Joint and Army C 4 doctrine and guidance as it applies to ATCCS. 

ATCCS is the Army’s primary Command and Control (C 2 ) system at echelons corps and 
below. ATCCS consists of five smaller systems, each a Battlefield Functional Area Control 
System (BFACS) controlling seven Battlefield Functional Areas (BFA). The five BFACS 
are: the Maneuver Control System (MCS), the Advanced Field Artillery Tactical Data 
System (AFATDS), the Forward Area Air Defense Command, Control and Intelligence 
System (FAAD C 2 I), the Combat Service Support Control System (CSSCS), and the All 
Source Analysis System (ASAS). 

A clear strategy for the functional design of ATCCS is supported by three documents. 
Related to and supportive of each other, the three documents are: Joint Pub 6-0, Doctrine for 
Command, Control, Communications and Computer Systems Support to Joint Operations; 
The Army Enterprise Strategy consisting of The Vision and The Implementation Plan; and 
Army Field Manual 100-5, Operations. This thesis draws threads of continuity from joint 
doctrine through Army guidance into implementation in ATCCS. 



v 



6 1 HI 



VI 



TABLE OF CONTENTS 



I. INTRODUCTION 1 

A. BACKGROUND 1 

B. PURPOSE 1 

C. COMMAND AND CONTROL 2 

1 . The Lawson Loop 3 

a. Sense 3 

b. Process 4 

c. Compare 5 

d. Decide 5 

e. Act 5 

D. CHAPTER ORGANIZATION 6 

E. SUMMARY 7 

II. JOINT PUB 6-0, DOCTRINE FOR COMMAND, CONTROL, COMMUNICATIONS, 

AND COMPUTER (C 4 ) SYSTEMS SUPPORT TO JOINT OPERATIONS 9 

A. WHAT IS DOCTRINE? 9 

B. JOINT PUB 6-0 10 

1 . The Role of C 4 Systems 11 

2. Objectives and Components of C 4 Systems 13 

a. Produce Unity of Effort 15 

b. Exploit Total Force Capabilities 15 

c. Properly Position Critical Information 16 

d. Information Fusion 18 

3. The Basic C4 System Principles 18 

a. Interoperable 19 

b. Flexible 20 

c. Responsive 20 

d. Mobile 21 

e. Disciplined 21 

f. Survivable 21 

g. Sustainable 22 

C. 'SUMMARY 22 



VI 1 



III. THE ARMY ENTERPRISE STRATEGY 



25 



A. FOREWORD 25 

B. THE ARMY ENTERPRISE VISION 25 

1 . The Purpose 27 

2. The Threat 28 

3. The Principles of The Army Enterprise Strategy 28 

a. Focus on the Warfighter 29 

b. Ensure Joint Interoperability 31 

c. Digitize The Battlefield 32 

d. Capitalize on Space Based Systems 33 

e. Modernize Power Projection Platforms 35 

/ Optimize The Information Technology Environment 35 

g. Implement Multi-Level Security 36 

h. Ensure Spectrum Superiority 36 

i. Acquire Integrated Systems Using Commercial Technology ... 37 

j. Exploit Modeling and Simulation 38 

C. THE ARMY ENTERPRISE IMPLEMENTATION PLAN 38 

1 . The Purpose 39 

a. Assessment of Existing Systems 39 

b. The Investment Strategy For The Future 41 

c. The Action Plan 41 

D. SUMMARY 42 

IV. ARMY OPERATIONS 45 

A. COMBAT POWER 45 

1 . The Elements of Combat Power 46 

a. Maneuver 46 

b. Firepower 47 

c. Protection 47 

d. Leadership 48 

2. The Combat Functions 49 

a. Intelligence 49 

b. Maneuver 50 

c. Fire Support 50 

d. Air Defense 50 

e. Mobility and Survivability 51 

viii 



f Logistics 51 

g. Battle Command 52 

B. SUMMARY 53 

V. THE ARMY TACTICAL COMMAND AND CONTROL SYSTEM 55 

A. THE COMPONENTS OF ATCCS 55 

B. COMMON HARDWARE AND SOFTWARE 57 

C. THE COMMUNICATIONS HUB 58 

1. The Army Data Distribution System (ADDS) 59 

a. EPLRS 59 

b. JTIDS 60 

2. The Combat Net Radios (CNR) 60 

3. The Area Common User System (ACUS) 61 

D. THE BATTLEFIELD FUNCTIONAL CONTROL SYSTEMS 62 

1 . The All Source Analysis System (ASAS) 62 

2. The Maneuver Control System (MCS) 62 

3. The Advanced Field Artillery Tactical Data System (AFATDS) 63 

4. The Forward Area Air Defense Command, Control, and Intelligence 

System (FAAD C 2 I) 64 

5. The Combat Service Support Control System (CSSCS) 65 

E. SUMMARY 66 

VI. THE THREADS OF CONTINUITY 69 

A. COMMON THREADS IN TONE 69 

B. COMMON THREADS IN OBJECTIVE 71 

1. Focus On The Warfighter 71 

2. Ensure Joint Interoperability 72 

3. Digitize The Battlefield 72 

4. Capitalize On Space Based Systems 73 

5. Modernize Power Projection Platforms 73 

6. Implement Multi-Level Security 73 

7. Ensure Spectrum Supremacy 74 

C. COMMON THREADS IN GUIDANCE 74 



IX 



1 . Interoperable 75 

2. Flexible 77 

3. Responsive 79 

4. Mobile 81 

5. Disciplined 82 

6. Survivable 83 

7. Sustainable 84 

D. SUMMARY 86 

LIST OF REFERENCES 89 

APPENDIX A. GLOSSARY OF TERMS 91 

APPENDIX B. ACRONYMS AND ABBREVIATIONS 93 

INITIAL DISTRIBUTION LIST 103 



x 



EXECUTIVE SUMMARY 



The purpose of this thesis is to strengthen the knowledge base of Army officers 
entering the Joint C 4 I curriculum by providing a summary of the capabilities of the Army 
Tactical Command and Control System (ATCCS) and the guiding Command, Control, 
Communications, Computers and Intelligence (C 4 I) documents as they apply to ATCCS. 

Command and control is a process whereby commanders use personnel, equipment, 
communications, facilities and procedures {command and control systems ) to plan, organize, 
direct, coordinate, and control {command or control) their subordinates. The Lawson Loop 
is an accepted model of the command and control process. Developed by Joel S. Lawson, 
it is considered applicable to C 2 processes ranging from the Napoleonic era to the 1990s [Ref. 
2]. The model consists of five functions: Sense, Process, Compare, Decide, and Act. The 
Lawson Loop is an iterative process whereby commanders on both sides are constantly 
executing the loop. As a commander on one side acts, in theory, it is sensed by the 
commander on the other side, who then begins an iteration of the loop. Again, in theory, the 
commander who can iterate the loop with the most speed and accuracy will act faster than 
the enemy can respond to, thereby dominating the opposition. This is called “getting inside” 
the enemy’s decision cycle [Ref. 2], Understanding the Lawson Loop allows the reader to 
recognize the importance of C 4 I doctrine and systems that facilitate the command and control 
process of sensing, processing, comparing, deciding, and acting. 

Doctrine serves as authoritative guidance to commanders. It is intended to guide, but 
not bound actions while conducting the full range of military operations. At the joint level, 



xi 



doctrine for the C 4 I community exists in Joint Pub 6-0. It is the keystone document for the 
command, control, communications, and computer (C 4 ) systems series of publications [Ref. 
4]. As an all encompassing document, Joint Pub 6-0 covers all facets of C 4 systems support 
to joint operations. Major topics discussed in this thesis are: 

# The role of C 4 systems. 

# Objectives and components of C 4 systems. 

# The basic C 4 system principles. 

Discussion of these three topics shows how the role, objectives and principles of C 4 
systems relate to each other and support the C 4 I For The Warrior Vision. Understanding 
these three areas of C 4 doctrine at the highest level allows the reader to understand the 
impetus behind the Army’s Enterprise Strategy. 

At the Army level, The Army Enterprise Strategy is the keystone document outlining 
principles and the implementation plan for Army C 4 systems support to operations. The 
strategy is “...the single, unified vision for the Army Cl community. ” [Ref. 6] The 
Strategy consists of two documents: The Army Enterprise Vision and The Army Enterprise 
Implementation Plan. The Army Enterprise Vision introduces ten principles vital to ensuring 
information dominance for the warrior. The Army Enterprise Implementation Plan outlines 
steps the Army must take to fulfill the vision. The guidance found in The Army Enterprise 
Strategy falls under the authority of joint doctrine and supports it with common principles. 
Understanding that there are threads of continuity that start at joint doctrine and flow through 
Army guidance sets the doctrinal foundation for the design, development and procurement 
of Army C 4 systems such as ATCCS. 



Xll 



ATCCS is the Army’s primary Command and Control (C 2 ) system at echelons corps 
and below. A clear strategy for the functional design of ATCCS is supported by Joint Pub 
6-0, The Army Enterprise Strategy, and Army Field Manual 100-5, Operations. ATCCS is 
an overarching command and control system comprised of subordinate Battlefield Functional 
Area Control Systems (BFACS). The Army uses the BFACS to control seven Battlefield 
Operating Systems (BOS) essential to sustaining combat power. The Intelligence BOS is 
controlled by the All Source Analysis System (ASAS), the Maneuver BOS is controlled by 
the Maneuver Control System (MCS), the Fire Support BOS is controlled by the Advanced 
Field Artillery Tactical Data System (AFATDS), the Air Defense BOS is controlled by the 
Forward Area Air Defense Command, Control and Intelligence System (FAAD C 2 I), and the 
Logistics BOS is controlled by the Combat Service Support Command and Control System 
(CSSCS). The other two BOSs, Mobility and Survivability, and Battle Command are 
integrated into the other five. Since Mobility and Survivability enhances maneuver, that is 
where it is controlled; in the Maneuver Control System. As the overarching BOS, Battle 
Command, is the function that integrates and synchronizes the other six. The ATCCS 
integrates and synchronizes the other BFACS. It represents the Battle Command combat 
function. Understanding how doctrine and guidance affect the functional design and 
capabilities of the Army Tactical Command and Control System provides the information 
base for identifying threads of continuity from joint doctrine through Army doctrine and into 
implementation in the Army Tactical Command and Control System. 

Some of the threads of continuity are clearly identifiable in the text of joint and Army 
doctrine and others are more abstract but, none the less, there. The author categorizes and 

xiii 



identifies three types of threads: 



• Common Threads in Tone. This section validates that the guiding C 4 I 
documents discussed in this thesis are written in a tone commensurate with 
the definition of doctrine. 

• Common Threads in Objective. This section shows the reader how the 
fundamental objective of C 4 systems outlined at the joint level is also 
supported by principles at the next lower level: The Enterprise Strategy 
Principles. 

• Common Threads in Guidance. This section validates that principles outlined 
at the joint level are carried through the Army level, and that there is 
evidence of implementation of those principles in ATCCS. 

Understanding the threads of continuity accomplishes the purpose of this thesis. 



xiv 



I. INTRODUCTION 



This introductory chapter outlines this thesis. It states the background and purpose 
of this thesis. It also introduces the reader to command and control by defining terms 
associated with command and control, showing how the definitions are interrelated, and 
explaining the command and control process. Finally, this chapter outlines the information 
found in the remaining chapters. 

A. BACKGROUND 

The background leading to this study is based on the author’s interviews with Army 
officers entering the Joint Command, Control, Communications, Computers, and Intelligence 
(C 4 I) Curriculum at the Naval Postgraduate School; sections JC-51, JC-61 and JC-71. 
Officers from those sections reported having little or no knowledge regarding guiding C 4 I 
documents or current Army C 4 I systems. This is a function of how and when the Army 
selects its officers for Advanced Civil Schooling and is unrelated to the thesis itself. The 
current Joint C 4 I Curriculum is thorough, however, it starts at a point beyond the C 4 I 
knowledge base of an incoming Army officer. 

B. PURPOSE 

The purpose of this thesis is to supplement the Joint C 4 I Curriculum by strengthening 
the C 4 I knowledge base of Army officers entering the curriculum. It will do so by providing 
a concise summary of Joint doctrine, Army C 4 I guidance, and Army operational doctrine as 
they relate to an Army C 4 I system; the Army Tactical Command and Control System 
(ATCCS). 'As a final step to accomplishing the purpose of the thesis, the author will show 



1 



where there is evidence of joint doctrine and Army guidance implementation in ATCCS. 
This text excludes the engineering behind the capabilities because the Joint C 4 I curriculum 
accomplishes that. This thesis may also serve as a reference for officers from other services. 
C. COMMAND AND CONTROL (C 2 ) 

In order to understand the purpose and functions of C 4 I systems, it is important to 
understand what command and control is, what a command and control system is and what 
the terms mean separately in a military context. Several authors paraphrase definitions and 
all are relatively the same. The authoritative definitions exist in Joint Pub 1.02: 

Command. The authority that a commander in the Armed Forces 
lawfully exercises over subordinates by virtue of rank or assignment. 
Command includes the authority and responsibility for effectively using 
available resources and for planning the employment of, organizing, 
directing, coordinating, and controlling military forces for the 
accomplishment of assigned missions. [Ref. 1] 

Control. Authority which may be less than full command exercised 
by a commander over part of the activities of subordinate or other 
organizations [Ref. 1]. 

Command and Control System. The facilities, equipment, 
communications, procedures, and personnel essential to a commander for 
planning, directing, and controlling operations of assigned forces pursuant 
to the missions assigned [Ref. 1]. 

Command and Control. The exercise of authority and direction by a 
properly designated commander over assigned and attached forces in the 
accomplishment of the mission. Command and control functions are 
performed through an arrangement of personnel, equipment, 
communications, facilities, and procedures employed by a commander in 
planning, directing, coordinating, and controlling forces and operations in the 
accomplishment of the mission. [Ref. 1] 

The definitions are clearly interrelated and build on each other. There are three 
concepts to understand after reading these definitions: 



2 



Command and control, separately, both refer to commanders’ authority over 
subordinates. It involves planning, organizing, directing, coordinating, and 
controlling the forces under their command or control. 



• A command and control system includes personnel, equipment, 
communications, facilities and procedures that facilitate commanders’ ability 
to command or control. 

• Command and control, together, is a process, a process whereby the 
commanders use personnel, equipment, communications, facilities and 
procedures {command and control systems ) to plan, organize, direct, 
coordinate, and control {command or control) their subordinates. 

A firm understanding of the relationships between the definitions above will help the 
reader progress through this thesis and the Joint C 4 I curriculum. 

1. The Lawson Loop 

The last definition above describes command and control as a process. The Lawson 
Loop in Figure 1 is an accepted model of the command and control process. Developed by 
Joel S. Lawson, it is considered applicable to C 2 processes ranging from the Napoleonic era 
to the 1990s [Ref. 2]. The model consists of five functions; they are: 

• Sense 

• Process 

• Compare 

• Decide 

• Act 

a. Sense 

Refer to Figure 1 ; the sense function collects data from the environment. The 
commander uses all available assets to include intelligence gathered by soldiers, radar, and 



3 




Figure 1. The Lawson Command and Control Loop. After Ref. [2]. 



unmanned aerial vehicles ... The environment includes friendly and enemy forces, terrain, 
weather and other information valuable to commanders. [Ref. 2] 
b. Process 

The process function pulls together and correlates the data gathered from the 
sense function. Though the Lawson Loop function called “process” is a common term in 
used in the information management community, the military C 4 I community calls this 
function data fusion. The definition of fusion given in Joint Pub 1 .02 is: 

In intelligence usage, the process of examining all sources of 
information and intelligence to derive a complete assessment of activity [Ref. 

1 ]. 



4 



c. Compare 



The commander takes the information just processed in the process function 
and compares the current state of the emironment to the desired state of the emironment. 
The current state may indicate enemy strong and weak points, disposition, and intent. The 
commander's staff will probably develop courses of action to move the current state of the 
environment toward the desired state. [Ref. 2] 

(L Decide 

Following the compare function, commanders decide from the courses of 
action presented by their staff. This function may seem a small part of a large process, but 
in reality is a thorough process whereby a commander examines and contrasts the available 
courses of action for viability and effect. In some cases, the commander may reject all or 
part of courses of action requiring more planning by the staff. Additionally, the commanders 
will report their intended decision and subsequent action to higher headquarters; this too max- 
affect rejection or modification of courses of action. 
e. Act 

The act function is the manifestation of the commander's decision. The 
commander issues orders to affect the current state of the emironment. [Ref. 2] 

The Law 7 son Loop is an iterative process whereby commanders on both sides 
are constantly executing the loop. As a commander on one side acts, in theory, it is sensed 
by the commander on the other side, who then begins an iteration of the loop. Again, in 
theory, the commander who can iterate the loop with the most speed and accuracy will act 
faster than the enemy can respond to thereby dominating the opposition. This is called 



5 



“getting inside” the enemy’s decision cycle [Ref. 2]. Understanding the Lawson Loop 
allows the reader to recognize the importance of C 4 I doctrine and systems that facilitate the 
command and control process of sensing, processing, comparing, deciding, and acting. With 
respect to security, a command and control system that is easily violated will inevitably 
hinder the ability of a commander to iterate the C 2 process quickly. 

D. CHAPTER ORGANIZATION 

Chapters II and III provide a summary of the guidelines and principles for the design, 
capabilities and implementation of command and control systems such as ATCCS. Each of 
the chapters corresponds to a document that affects ATCCS. The two documents are: Joint 
Pub 6-0, Doctrine for Command, Control, Communications and Computer Systems Support 
to Joint Operations; and The Army Enterprise Strategy consisting of The Vision and The 
Implementation. In the chapters are explanations of how the documents relate to and support 
each other as well as how they relate to the Army Tactical Command and Control System. 
They represent C 4 I guidance from the Joint Chiefs of Staff level down to the Army level. 

Chapter IV summarizes portions of Army Field Manual 100-5, Operations; the 
Army’s keystone warfighting document [Ref. 3]. In that summary is an overview of how 
the Army fights at the task force level focusing on integration of seven Battlefield Functional 
Areas (BFA): intelligence, maneuver, fire support, air defense, mobility and survivability, 
logistics, and battle command. This chapter provides some insight for why the ATCCS 
consists of five smaller systems; each a Battlefield Functional Area Control System 
(BFACS) controlling the seven BFAs. 

Chapters V provides an overview of the capabilities of ATCCS as well as the 



6 



individual capabilities of the five BFACS. It also outlines the systems and capabilities of the 
Communications Hub of ATCCS, and familiarizes the reader with the Common Hardware 
and Software Concept that supports ATCCS. 

Finally, Chapter VI discusses the threads of continuity that flow from joint 
publications through Army publications and into implementation in the Army Tactical 
Command and Control System. 

E. SUMMARY 

This chapter provides the background and purpose of this study. It is the outline for 
how the thesis is structured. The chapter introduces the doctrinal definitions of command, 
control, command and control, and command and control system to prepare the reader for 
concepts discussed in later chapters. Finally, this chapter provides an overview of the 
remaining chapters by summarizing their content. 



7 



8 



II. JOINT PUB 6-0, DOCTRINE FOR COMMAND, CONTROL, 
COMMUNICATIONS, AND COMPUTER (C 4 ) SYSTEMS SUPPORT TO JOINT 

OPERATIONS 



A. WHAT IS DOCTRINE? 

In the United States Army, doctrine serves as authoritative guidance to commanders. 
It is intended to guide, but not bound actions while conducting the full range of military 
operations. This concept is clear in the definition of doctrine given in Army Field Manual 
100-5, Operations: 

Fundamental principles by which military forces guide their actions 
in support of national objectives. Doctrine is authoritative but requires 
judgement in application. [Ref. 3] 

The last sentence of this definition is important; it says “guide, not bound”. Given 
the wide range of military operations and threats that face today’s commanders, this concept 
is more important now that ever. The commanders on the ground, must have the authority 
to prosecute their mission to ensure victory. This includes how commanders organize their 
forces and equipment to include C 4 I systems in support of military operations. Joint 
doctrine, in concept, is no different. It “...will be followed except when, in the judgement 
of the commander, exceptional circumstances dictate otherwise.” [Ref. 4] Joint doctrine, 
also, is intended to be authoritative, but not restrictive and exists for the wide range of 
organizational structures that commanders may find themselves under. Again, the 
authoritative definitions exist in Joint Pub 1.02: 

Doctrine. Fundamental principles by which the military forces or 
elements thereof guide their actions in support of national objectives. It is 
authoritative but requires judgement in application. [Ref. 1] 



9 



Combined Doctrine. Fundamental principles that guide the 
employment of forces of two or more nations in coordinated action toward 
a common objective. It is ratified by participating nations. [Ref. 1] 

Joint Doctrine. Fundamental principles that guide the employment 
of forces of two or more Services in coordinated action toward a common 
objective. It will be promulgated the Chairman of the Joint Chiefs of Staff, 
in coordination with the combatant commands, Services, and Joint Staff. 

[Ref. 1] 

Multi-Service Doctrine. Fundamental principles that guide the 
employment of forces of two or more Services in coordinated action toward 
a common objective. It is ratified by two or more Services, and is 
promulgated in multi-Service publications that identify the participating 
Services, e.g. Army-Navy doctrine. [Ref. 1] 

These definitions are only separated by the organizational structure they apply to. There are 
three concepts to understand after reading these definitions: 

• The term “...fundamental principles.. .that guide their actions....” exists in 
every definition. This is the essence of doctrine that makes it the cornerstone 
for how the Services fight alone and together. Although the definitions above 
apply to doctrine with respect to organizational structure, it can apply to all 
areas of the military to include how the Services prepare for and plan the 
execution of war. 

• Doctrine provides a common approach to operations for those it applies to 
[Ref. 3], 

• The sentence “It is authoritative but requires judgement in application. ” from 
the first definition of doctrine is implied in the definitions of combined, joint 
and multi-Service doctrine. 

Understanding these concepts will help the reader understand how the guidelines and 
principles in Joint Pub 6-0, The Enterprise Strategy and Army Field Manual 100-5 effect the 
design and implementation of the Army Tactical Command and Control System. 

B. JOINT PUB 6-0 

Joint Pub 6-0 is the keystone document for the command, control, communications. 



10 



and computer (C 4 ) systems series of publications [Ref. 4]. It is based on The C 4 I For The 
Warrior Vision: 

What the Warrior Needs: a fused, real time, true representation of the 

battlespace - an ability to order, respond and coordinate horizontally and 

vertically to the degree necessary to prosecute his mission in that battlespace. 

[Ref. 4] 

As an all encompassing document, Joint Pub 6-0 is joint doctrine covering all facets 
of C 4 systems support to joint operations. Major topics covered are: 

• The role of C 4 systems. 

• Objectives and components of C 4 systems. 

• The basic C 4 system principles. 

• C 4 system configurations. 

• The planning process and employment responsibilities. 

• Joint and combined standardization. 

• Global C 4 infrastructure. 

Although all these topics are important, the purpose of this thesis limits discussion 
of the first three topics only. Later chapters discuss how these topics relate to the Army 
Tactical Command and Control System and the reader is encouraged to read the entire Joint 
Pub 6-0 for a fuller understanding of C 4 systems support to joint operations. 

1. The Role Of C 4 Systems 

C 4 systems must meet a commander’s information needs by facilitating the 
processing and flow of quality data; this, in essence, is the role of C 4 systems [Ref. 4]. This 
role gains' importance today because the Armed Forces are smaller and less able to 



11 



overwhelm by mass. Though smaller in size, our Armed Forces must still overwhelm and 
achieve decisive victory. The trend towards high-tech equipment and information 
availability allows commanders to still overwhelm despite a smaller force. They achieve this 
by better application of their force. 

Technology incorporated into today’s war fighting equipment requires complex 
command and control systems. Modem weapon delivery systems match speed with high 
mobility, precision, lethality and stealth. These weapon features combined with the ability 
to mass critical information on the enemy produces violent results. A single weapon system 
can engage and destroy many targets with less ordnance thereby increasing the pace of 
combat. While a fast pace allows commanders to overwhelm the enemy and maintain the 
initiative, it also challenges commanders by presenting more options and opportunities in 
combat. In the absence of sophisticated C 4 systems for management and control, it is likely 
that some of these options and opportunities will be missed [Ref. 5]. Commanders must 
have “...a fused, real time, true representation of the battlespace....” [Ref. 4] to offset the 
complexity of today’s high tech, fast paced warfare. 

Another trend increasing the importance of the role of C 4 systems is the worldwide 
proliferation of information systems and the information they provide. This information 
proliferation trend can lead to information overload. The role of C 4 systems addresses 
information overload by limiting the role to the processing of “quality information.” Joint 
Pub 6-0 provides a guide for what quality information is (Figure 2). Commanders need the 
right information, not the most information, to be effective decisionmakers. This is not to 
say that quality information will always lead to the right decision; it only helps. Quality 



12 



INFORMATION QUALITY CRITERIA 



1. ACCURACY. Information that 
conveys the true situation. 



displays. 



2. RELEVANCE. Information that 
applies to the mission, task, or situation at 
hand. 



5. COMPLETENESS. All necessary 
information required by the 
decisionmaker. 



3. TIMELINESS. Information that is 
available in time to make decisions. 



6. BREVITY. Information that has only 
the level of detail required. 



4. USABILITY. Information that is in 
common, easily understood format and 



7. SECURITY. Information that has 
been afforded adequate protection where 
required. 



Figure 2. Information Quality Criteria. After Ref. [4]. 



information cannot compensate for poor human judgement [Ref. 3]. Quality information 
can, however, help reduce the uncertainty commanders must deal with when making 
decisions in combat. 

2. Objectives and Components of C 4 Systems 

The fundamental objective of C 4 systems is to get the critical and relevant 
information to the right place at the right time [Ref. 4], Two key words in the fundamental 
objective that cannot be overlooked are critical and relevant. Because of the vast amount 
of information available, it is easy to overwhelm commanders with information that they do 
not want or do not need (information overload). Relevant information is defined in Figure 
2, Information Quality Criteria, but critical information is often difficult to discern; it is best 
defined by the commander. A commander influences what critical information is collected 
and processed by identifying what information they must have to ensure enemy failure or 
acceptable friendly consequences [Ref. 1]. 

Within the fundamental objective are four specific objectives; a C 4 system that meets 



13 



these objectives helps a commander plan, direct, coordinate and control (< command and 
control) their forces. The four objectives are: 

• Produce Unity of Effort. 

• Exploit Total Force Capabilities. 

• Properly Position Critical Information. 

• Information Fusion. 

These four specific objectives focus the type of information provided to commanders. For 
the purpose of this thesis, it is important to understand that a C 4 system meeting these 
objectives affects a commander’s ability to employ Army operational doctrine found in the 
Principles of War (Figure 3). 



PRINCIPLES OF WAR 



1. OBJECTIVE. Direct every military 
operation toward a clearly defined, 
decisive and obtainable objective. 



position of disadvantage through the 
flexible application of combat power. 



2. OFFENSIVE. Seize, retain, and 
exploit the initiative. 



6. UNITY OF COMMAND. For every 
objective, seek unity of command and 
unity of effort. 



3. MASS. Mass the effects of 
overwhelming combat power at the 
decisive place and time. 



7. SECURITY. Never permit the enemy 
to acquire unexpected advantage. 



4. ECONOMY OF FORCE. Employ all 
combat power available in the most 
effective way possible; allocate minimum 
essential combat power to secondary 
efforts. 



8. SURPRISE. Strike the enemy at a 
time or place or in a manner for which he 
is unprepared. 



9. SIMPLICITY. Prepare clear, 
uncomplicated plans and concise orders 
to ensure thorough understanding. 



5. MANEUVER. Place the enemy in a 



Figure 3. The Principles of War [Ref. 3]. 



14 



a. 



Produce Unity of Effort 



A C 4 system that facilitates unity of effort provides information that focuses 
all military efforts on the common objective. Joint Pub 6-0 explains Unity of Effort with 
respect to C 4 systems: 

C 4 systems should help a military force and its supporting 
elements to combine the thoughts and impressions of multiple 
commanders and key warfighters to allow the views of many experts 
to be brought to bear on any given task [Ref. 4], 

The Principles of War list unity of effort under the sixth Principle of War, 
Unity of Command. This is because unity of command is the first step to achieving unity 
of effort. Unity of command means giving command of all forces seeking a common 
objective to one responsible commander. Unity of command is a tangible concept and 
allows for a single commander’s intent; the commander’s vision of the desired end state of 
the mission. Unity of effort, however, is less tangible, but complements unity of command. 
Unity of effort means cooperation and coordination among the forces under the single 
commander in order to achieve the common objective. It’s goal is to unite the actions of 
subordinate commanders; unity of effort may cross command lines, but is always focused 
on the objective. Only actions that support achieving the objective produce unity of effort, 
and so, only a C 4 system that provides information that is critical and relevant to achieving 
the objective will help commanders achieve unity of effort. 

b. Exploit Total Force Capabilities 

Joint Pub 6-0 explains the second specific objective of C 4 systems: 

C 4 systems must be planned as extensions of human senses 
and processes to help the commanders form perceptions, make 



15 



decisions, and react. This allows commanders to be effective during 
high-tempo operations. [Ref. 4] 

A C 4 system that achieves this objective helps commanders apply the 
principles of mass, maneuver, surprise and economy of force. It will bring real-time 
information from the five Battlefield Functional Areas together so that commanders know 
the disposition and employment of the enemy. A C 4 system that provides real-time 
information gives commanders a distinct advantage over the enemy. It allows them to mass 
fires from direct and indirect weapons, maneuver to defeat the enemy based on their 
orientation, and apply economy of force where necessary. Our commanders can fight 
smarter with fewer casualties because they know what the enemy is doing shortly after they 
do it. 

c. Properly Position Critical Information 
Joint Pub 6-0 says: 

C 4 systems must be able to respond quickly to requests for 
information and to place and maintain that information where it is needed 
[Ref. 4], 

The ability to do this depends on the functions and components of C 4 systems. 
Proper configuration of the components and adherence to the C 4 Principles (to be discussed 
later) achieves this C 4 objective. Properly positioning critical information involves the basic 
transport of information and affects a commander’s ability to apply all the principles of war. 
Joint Pub 6-0 defines information as “...data collected from the environment and processed 
into a usable form....”. Putting that information into a usable form requires C 4 systems to 
support the following five functions: 



16 



• Collect. Acquiring or gathering and initial filtering of information based on 
a planned need and time sensitivity. Collection also involves putting the 
information into a form suitable for transport. [Ref. 4] 

• Transport. Moving information between processing devices [Ref. 4], 

• Process. Storing, recalling, manipulating, filtering and fusion of data to 
produce the minimum essential information in a usable form for the 
warfighter [Ref. 4], 

• Disseminate. Distributing processed information to the appropriate users 
[Ref. 4], 

• Protect. Ensuring the secure flow and processing of information and access 
only by authorized personnel [Ref. 4], 

The components of C 4 systems that execute the functions are: 

• Terminal Devices. Items such as telephones, faxes and computers that turn 
voice, data, imagery or messages into a format for electronic transmission 
[Ref. 4], 

• Transmission Media. Mediums such as free wave (e.g. radio and space based 
systems), metallic wire or fiber-optic cable that connect terminal devices 
[Ref. 4], 

• Switches. Devices that route voice, data, imagery or messages through 
networks of transmission media. Circuit switches typically route telephone 
traffic through a dedicated connection. Packet and message switches 
typically route pieces of the same data/message through many different 
routes; the data/message is broken into pieces/packets at the sending location 
and is then assembled at the destination. [Ref. 4] 

• Networks. Terminal Devices and Transmission Media connected by 
Switches to transport information to its destination [Ref. 4], Computers are 
the most common terminal device found in networks. 

• Control. Control provides management of Networks. Network Control 
manages area, regional, theater or global networks while Nodal Control 
manages smaller areas such as command centers [Ref. 4]. 

An example of the components of C 4 systems in a basic communications 
system configuration is depicted in Figure 4. 



17 




A basic communications system consists of terminal devices 
connected by transmission media through switching systems. 
Control and management provide network access. 



Figure 4. Basic Communications System. After Ref. [4], 



d. Information Fusion 

Information fusion, is the ability to compile data from many different sources 
to give an integrated representation of the battlefield. Information fusion is usually 
accomplished at a fusion center where intelligence experts analyze all available information 
from the different sources to give a complete assessment of activity [Ref. 1]. This objective 
is all encompassing in that it allows a commander to get a complete picture based on current 
information. As with objective three, it depends on proper configuration of the C 4 
components and adherence to the C 4 Principles. 

3. The Basic C 4 System Principles 

Up to this point, discussion is centered around getting the right information to the 



18 




right person at the right time. This single statement sums-up the essence of the C 4 I For the 
Warrior Vision. The Basic C 4 System Principles address the concept that getting the right 
information to the right person at the right time involves continuous and uninterrupted flow 
and processing of information. The vision cannot become reality if the information is not 
accessible at all times. These principles ensure accessibility of information in an Armed 
Forces that traditionally procures equipment by Service, but must fight jointly. The Basic 
C 4 System Principles say that C 4 systems must be: 

• Interoperable 

• Flexible 

• Responsive 

• Mobile 

• Disciplined 

• Survivable 

• Sustainable 

a. Interoperable 

Joint and Service C 4 systems must possess the interoperability necessary to 
ensure mission success in joint and combined operations. Interoperability is the condition 
achieved among C 4 systems or items of C 4 equipment when information or services can be 
exchanged directly and satisfactorily between them and their users [Ref. 4], Joint Pub 6-0 
is clear in saying that information must pass directly and satisfactorily between systems. 
This means systems must transfer information without any intermediate processing and the 
information must be usable when received. To promote interoperability, there are the 



19 



concepts of: 



• Commonality. Equipment is common when personnel trained on other 
(similar) equipment can operate and maintain it with no additional 
specialized training. Commonality also means interchangeability of repair 
parts and consumable items. [Ref. 4] 

• Compatibility. Equipment is compatible when two or more systems can 
operate in the same environment without interfering with each other. [Ref. 

4] 

• Standardization. Equipment is standardized when it includes aspects of 
commonality, compatibility and interoperability. Although operational 
requirements of Services may limit equipment in size, weight or other 
physical characteristics, standardization achieves the closest possible 
cooperation among the Services to maximize the number of features of 
commonality, compatibility and interoperability. This means common or 
compatible technical procedures and common, compatible or interchangeable 
supplies and parts. With respect to data, it includes standard graphics formats 
and information transfer protocols. [Ref. 4] 

b. Flexible 

Flexibility is the concept whereby C 4 systems are designed and operate in a 
way that allows for rapid integration of equipment between separate units. Flexibility is 
necessary in joint operations because the organizational structure of a joint force is not 
standardized. Flexibility is achieved through the use of standardized design, commercial off 
the shelf (COTS) components and standards, commercial facilities, mobile and transportable 
systems, and pre-positioned facilities [Ref. 4]. 

c. Responsive 

Recalling that the C 4 I For the Warrior Vision calls for “...fused, real time, true 
representation of the battlespace....’’, it is implied that information must come on demand. 
In order for C 4 systems to achieve this, they must be responsive. Responsive systems must 



20 



be: 

• Reliable. C 4 systems must be available when needed and must perform as 
intended [Ref. 4]. 

• Redundant. Redundancy provides for alternate paths, back-up systems, and 
equipment that recover communications quickly in the event of failure [Ref. 

4]. 

• Timely. The processing and transmission time for warning, critical 
intelligence, and operation order execution information is minimized [Ref. 

4]. 

d. Mobile 

Mobile systems are physically designed to compliment the mobility of the 
forces they support. There should be no degradation in performance as a result of size, 
weight or other physical limitations. [Ref. 4] 

e. Disciplined 

A disciplined system is less a function of system design and more an issue of 
asset management. C 4 systems possess finite capabilities and are a limited resource on the 
battlefield. It is, therefore, important that commanders manage and control the flow and 
processing of information as well as the C 4 assets themselves. Additionally, commanders 
must prioritize information. This prevents information overload or system degradation due 
to excessive information flow. Finally, commanders must manage the frequencies along 
functional lines (e.g. admin, logistics, operational) and in accordance with international and 
host nation communication laws. 

f Survivable 

Since C 4 systems are the lifeblood of command centers, it only makes sense 



21 



that they must be survivable. However, they must only be as survivable as the command 
center they support. This makes economic sense and is achieved by employing the full range 
of security measures. Techniques include physical security measures such as dispersal of 
facilities, multiple network nodes, hardening of equipment and facilities, personnel access 
rosters, operations security measures (OPSEC), communications security measures 
(COMSEC), or a combination of these. Other techniques include software protection 
measures such as user access controls (passwords), intrusion detection software, viral 
detection software, or a combination of these. Finally, survivability involves measures to 
recover information and communications in the event of intrusion or system failure. 

g. Sustainable 

The final Basic C 4 Principle anchors the principles themselves. Sustainability, 
in this context, means “continuous support during any type and length of joint operation.” 
[Ref. 4] It is the single principle that specifically addresses continuous and uninterrupted 
flow and processing of information; the specified focus of the principles. Inherent in 
sustainment operations is the training and employment of maintenance personnel and system 
operators as well as other system-specific logistics requirements like spare parts and 
expendable supplies. A C 4 system that has the attributes of all the other principles, but lacks 
sustainability, defeats the purpose of the principles as a whole. 

C. SUMMARY 

This chapter provided an overview of the top level doctrine governing C 4 systems 
support to joint operations; Joint Pub 6-0, Doctrine for Command, Control, Communications, 
and Computer (C 4 ) Systems Support to Joint Operations. It provided the reader with the 



22 



basic doctrine governing the purpose and design of C 4 systems. It defined doctrine focusing 
on the concept that doctrine is intended to guide, not limit the commander’s initiative in the 
prosecution of their mission. That definition sets the foundation for discussion of the role 
of C 4 systems, the objectives and components of C 4 systems, and the Basic C 4 Principles for 
design of C 4 systems. It is a sequenced approach showing how the role, objectives and 
principles of C 4 systems relate to each other and support the C 4 I For The Warrior Vision. 

Understanding these three areas of C 4 doctrine at the highest level allows the reader 
to understand the impetus behind the Army’s Enterprise Strategy, discussed in the next 
chapter. It also allows the author to show joint doctrine’s influence on the Enterprise 
Strategy. This chapter is the first step in showing what documents govern and influence the 
functional design of the Army Tactical Command and Control System. 



23 



24 



III. THE ARMY ENTERPRISE STRATEGY 



The previous chapter outlined the top-level doctrine governing C 4 systems support 
to joint operations: Joint Pub 6-0. It was a sequenced approach showing how the role, 
objectives and principles of C 4 systems relate to each other and support the C 4 I For The 
Warrior Vision at the Joint level. This chapter introduces the reader to The Army Enterprise 
Strategy; the Army’s unified vision for the Army C 4 I community [Ref. 6]. The purpose of 
this chapter is to show the reader how The Army Enterprise Strategy falls under the authority 
of joint doctrine, namely Joint Pub 6-0. In achieving the purpose, this chapter will also 
identify where the doctrine of Army Field Manual 100-5, Operations, influences The Army 
Enterprise Strategy. 

A. FOREWORD 

Just as Joint Pub 6-0 is the keystone document covering C 4 systems support to joint 
operations, The Army Enterprise Strategy is a keystone document outlining principles and 
the implementation plan for Army C 4 systems support to operations. The strategy is “...the 
single, unified vision for the Army C 4 I community. ” [Ref. 6] Currently, the Strategy 
consists of two documents: The Army Enterprise Vision and The Army Enterprise 
Implementation Plan. The Army Enterprise Vision introduces ten principles vital to ensuring 
information dominance for the warrior. The Army Enterprise Implementation Plan outlines 
steps the Army must take to fulfill the vision. The strategy is best summarized in the 
Foreword by then, Army Chief of Staff, General Gordon R. Sullivan: 

This capstone document outlines the strategy and the principles by 
which we will exploit current and future technologies, adopting new systems 



25 



and using executive decision making as a means to advance the capability of 
the Total Army Force. The advanced capabilities envisioned by this 
document will enable the Army to project and sustain the force, protect the 
force, win the battlefield information war, conduct precision strikes 
throughout the battlefield, and dominate the maneuver battle. 

The Army Enterprise Strategy is founded upon well-established 
doctrinal foundations of Army Operations, FM 100-5, which we have 
updated and expanded to fit the requirements of the 21 st Century. 

The Army Enterprise Strategy is a structured approach to focus the efforts of the 

Army C 4 I community so that Army C 4 systems support the warfighter in garrison and 

combat. Below are some key points the reader should infer from General Sullivan’s excerpt; 

they foreshadow the content of The Army Enterprise Vision: 

• The Army must “...exploit current and future technologies....” The Armed 
Forces are no longer the leader in technological advances; the commercial 
sector is. This means Defense procurement practices must accommodate the 
speed with which current commercial C 4 I technology is advancing in order 
to exploit future technology. This is a challenge because the Army and other 
Services cannot abandon technology they already have. 

• The strategy must “...advance the capability of the Total Army Force.” This 
means the strategy must address the requirements the Army has as a Service: 
to organize, train and equip itself to fight as a Service; to organize, train and 
equip itself to fight as part of a joint or combined force; and to sustain itself 
from a tactical and business perspective [Ref. 6]. 

• “The advanced capabilities envisioned by this document....” must allow the 
Army to execute across a wide spectrum of mission areas. Systems must 
provide flexibility because the threats facing the Army are less well-defined. 

• The strategy must be “...founded upon well-established doctrinal 
foundations....” The Army must procure systems that compliment the ability 
to employ the Principles of War and the Tenets of Army operations (Figure 

5). 

B. THE ARMY ENTERPRISE VISION 

The Army Enterprise Vision is a concise document that states a purpose, describes 



26 



THE TENETS OF ARMY OPERATIONS 



1 . INITIATIVE. Initiative sets or changes the terms of battle by action and implies an offensive 
spirit in the conduct of all operations. Applied to the force as a whole, initiative requires a 
constant effort to force the enemy to conform to the commander’s operational purposes and 
tempos, while retaining freedom of action. 

2. AGILITY. Agility is the ability of friendly forces to react faster than the enemy and is a 
prerequisite for seizing and holding the initiative. 

3. DEPTH. Depth is the extension of operations in time, space, resources, and purpose. The 
Army must have the ability to gain information and influence operations throughout the depth of 
the battlefield. 

4. SYNCHRONIZATION. Synchronization is arranging activities in time and space to mass at 
the decisive point. 

5. VERSATILITY. Versatility is the ability of units to meet diverse mission requirements. 

Figure 5. The Tenets of Army Operations [Ref. 3]. 



the threat the strategy must address, and lists ten principles to focus Army C 4 systems 
support of operations. 

1. The Purpose 

“The purpose of the Army Enterprise Strategy is to support the US Army Warfighters 
into the 21 st Century ... It synchronizes Army programs with the Joint Staffs C 4 I for the 
Warrior concept, business practices, and Defense Information Infrastructure” [Ref. 6]. This 
clear statement of purpose is the first indication that The Army Enterprise Strategy falls 
under the authority of joint doctrine. The strategy does this by design, not accident. The 
Army recognizes that in order to fight as part of a joint force, Army doctrine cannot conflict 
with joint Doctrine. Recall from the last chapter that Joint Pub 6-0 is the keystone document 
for the C 4 systems series of publications. It is based on The OI For The Warrior Vision and 
is the unifying strategy governing C 4 systems support to joint operations. The Army 



27 



Enterprise Strategy weaves a common thread by identifying the US Army Warfighter as the 
core of its strategy for unifying the Army C 4 I community. 

2. The Threat 

The late Secretary of Defense, Les Aspin, stated the major dangers facing the post 
Cold War Armed Forces: rogue nuclear states, reversal of democracy in former communist 
states, regional threats, and domestic economic problems related to Defense cutbacks. 
Former Army Chief of Staff, General Gordon Sullivan described our future strategic 
environment as “...dynamic, uncertain, and unstable.” It is clear that today’s threat to the 
Army is less well-defined; we have no single major enemy. Each adversary poses a unique 
level of weaponry and command and control sophistication, and as such, poses a unique 
threat. Because of an increased reliance on COTS technology and components, the Armed 
Forces is less able to control sales of C 4 systems to foreign states. This provides opportunity 
for future adversaries to enhance their command and control capabilities with the same 
technology as our Armed Forces. This is the threat that The Army Enterprise Strategy and 
future initiatives must address. [Ref. 6] 

3. The Principles of The Army Enterprise Strategy 

The Principles of The Army Enterprise Strategy are intended to ensure information 
dominance for the Army warfighter. Here again, the influence of joint doctrine and Field 
Manual 100-5, Operations, is evident. The ten principles are: 

• Focus on the Warfighter. 

• Ensure Joint Interoperability. 

• Digitize the Battlefield. 



28 



• Capitalize on Space Based Systems. 

• Modernize Power Projection Platforms. 

• Optimize the Information Technology Environment. 

• Implement Multi-Level Security. 

• Ensure Spectrum Supremacy. 

• Acquire Integrated Systems Using Commercial Technology. 

• Exploit Modeling and Simulation. 
a. Focus on the Warfighter 

There is little question that the Armed Forces of the United States are 
equipped with the most technologically advanced equipment in the world. The technological 
advantage they enjoy, however, is still a function of the warfighters’ ability to use and 
exploit the capabilities of that equipment. This is why the first principle of the Enterprise 
Strategy is to focus on the soldiers that will use and maintain the equipment. The strategy 
identifies five challenges to meeting the warfighters’ needs: 

• Challenge One: Provide a responsive requirements process that reflects 
warfighter’s needs [Ref. 6], The Louisiana Maneuvers and the Battle Labs 
are two initiatives intended to improve the requirements process for the 
warfighter. The Louisiana Maneuvers addresses Challenge One by providing 
an accelerated decision making process that addresses requirements 
forwarded from the field (Figure 6). The Battle Labs concept addresses 
Challenge One by providing a forum where new technologies and concepts 
are introduced and tested in a simulated environment (Figure 7). 

• Challenge Two. Provide soldier friendly systems [Ref. 6]. Systems must 
not degrade soldiers’ ability to perform combat missions. This means 
systems that require few procedures to send and receive information. Not 
only procedures related to automated processes, (i.e. keystrokes), but physical 
procedures such as the removal of combat or protective gear. [Ref. 6] 



29 




Figure 6. The Louisiana Maneuvers Decision Making Process. The process begins 
with issue nominations forwarded from the field. A General Officer Working Group 
(GOWG) reviews issues for consideration and passes the most important of those to 
the Louisiana Maneuvers Board of Directors (BoD) for deliberation. The BoD 
considers the issues and approves some of them for study. Members of the BoD then 
take responsibility for individual issues and supervise the study and evaluation of 
issues through joint, combined and multi-national exercises. After investigation, the 
members of the board report back to the BoD with observations, lessons learned, and 
options. The BoD then adds its recommendations and forwards the final product to 
the Secretary of the Army and Chief of Staff of the Army for decisions on funding 
and priority. After Ref. [7]. 



• Challenge Three. Provide more deployable systems. This challenge is 
fundamental to the warfighters’ ability to accomplish the combat mission. 
As mentioned in defining the role of C 4 systems, warfighters of today face a 
fast-paced operational tempo in training and combat. They must have 
systems that are as compact and mobile as they are. [Ref. 6] 

• Challenge Four. Provide capable and reliable systems. These terms were 
defined in the Basic C 4 Principles from Joint Pub 6-0, but are still a function 
of the warfighter in that they must articulate requirements that define 



30 




Figure 7. The Battle Labs Concept. The Army’s Battle Labs are located at six 
installations around the nation. They provide a forum for functional integration of 
new technologies and concepts and help the Army determine requirements by 
focusing on emerging technologies using laboratory prototypes. The labs, though 
geographically separated, use C 4 I technology to link together to run a single 
simulation for experimentation. They help the Army to relate the cost of technology 
insertion to value added on the battlefield; this can avoid expenditure of money if 
the benefits do not justify the cost. After Ref. [7]. 

“capable and reliable.” 

• Challenge Five. Provide systems that function in both garrison and tactical 
environments. Meeting this challenge is necessary and makes sense 
economically. The ability to use the same systems in garrison and tactical 
environments reduces training requirements and the time required for a unit 
to transition from peace to war. 

b. Ensure Joint Interoperability 

This principle reemphasises the first of the Basic C 4 Principles from Joint Pub 
6-0 outlined in Chapter II. Interoperability is essential to mission success in joint and 



31 



combined operations. Army Field Manual 100-5, Operations, states: 

The Army does not fight alone. It integrates its efforts in 
unified operations with its sister services, with other national agencies, and 
often with allied and coalition forces. By doing so, the Army’s operational 
capabilities are enhanced, victory comes quicker, and friendly casualties are 
reduced. [Ref. 2] 

For Services to fight together, they must be able to communicate and pass 
information with no intermediate processing. The Enterprise Strategy, in addition to stating 
interoperability as a principle, implies the importance of commonality, compatibility and 
standardization. These are concepts that promote interoperability. 

I 

Interoperability encompasses doctrine, procedures, and 
training - as well as systems and equipment ... Achieving interoperability will 
require adherence to industry standards for engineering, communications 
protocols, and data elements. Standards define a common environment in 
which new systems can be introduced at reduced risk. [Ref. 6] 

c. Digitize The Battlefield 

The goal of digitizing the battlefield is to provide the warfighter a digital 
network to assure C 2 decision-cycle superiority [Ref. 6], The digitized battlefield exists 
from the highest command post down to the foxhole. The benefits are, improved transfer of 
information to provide a common operational picture (COP), and increased compatibility and 
commonality across battlefield operating systems. The end result is increased 
interoperability. 

The COP is a concept whereby commanders, staff and their soldiers have a 
“common picture” of the battlefield at the same time on one terminal device. The common 
picture may include graphical displays of unit locations, attack routes, checkpoints and other 
tactical information of relevance all on one display. Updates occur at real-time or near real- 



32 



time and are sent to all commanders, staff and their soldiers. The benefit is a decrease in C 2 
decision cycle time because the operational picture shows the most current information to 
commanders at all levels. Situational awareness is increased because every soldier, with the 
COP, has the same information regarding friendly and enemy locations. 

Another benefit of digitizing the battlefield relates to commonality and 
compatibility. Recall from Chapter II that equipment is common when personnel trained on 
other (similar) equipment can operate and maintain it with no additional specialized training. 
Commonality also means interchangeability of repair parts and consumable items. [Ref. 3] 
Equipment is compatible when two or more systems can operate in the same environment 
without interfering with each other. [Ref. 3] Digitizing the battlefield facilitates 
commonality because there is only one type of information (digital) to contend with; this 
means less training of repair personnel and interchangeability of parts. Compatibility is 
enhanced because battlefield systems are all sending and receiving the same type of data. 

d. Capitalize on Space Based Systems 

The Armed Forces use space based systems to enhance strategic and tactical 
operations. At the strategic level, satellites transfer information between commanders in the 
field and national agencies. At the tactical level, satellites provide communications 
capability to remote areas where no communications infrastructure exists. Many special 
operations depend solely on satellites for communications. The smaller, power projection 
Army of today depends on space based systems to conduct split-based operations (Figure 8); 
a new concept made possible by rapid advances in C 4 I technology, particularly, space based 
systems. Space based systems also provide intelligence, positioning information, early 



33 




Personnel Systems 
Logistics Support 
Finance Records 
Maintenance Files 



XXX 



Figure 8. The Split-Based Operations Concept. Army Field Manual 100-5, 
Operations, discusses split-based operations: the full integration of supply and 
transportation functions into a vertical distribution system is critical. Enhanced, 
assured communications allow some logistics functions to be accomplished from 
CONUS or from another theater, only deploying support for those functions 
necessary. This is called split-based operations. In these operations, the industrial 
base of the United States (or a base in another theater) receives requirements and 
sends forward necessary support. Split-based operations reduce the burden on the 
deployment flow and prevent unnecessary stockage in theater. After Ref. [6]. 



warning, data processing, and imagery support to deployed forces. All these capabilities 
facilitate battlefield dominance, however, along with these capabilities come some 
challenges. The largest of these is the dependance on commercial satellite usage to handle 
the overload on military satellites. The Enterprise Strategy calls for initiatives to establish 
procedures to allow military use of commercial satellites. Those initiatives will address 
issues such as interoperability, security and rights of usage. The military’s increased use of 



34 



COTS technology and equipment will help resolve these issues. [Ref. 6] 
e. Modernize Power Projection Platforms 

The ability to project the power of the Army depends on a strong sustaining 
base. The CONUS installations are the power projection platforms for today’s Army. As 
described in Figure 8, they allow the Army to perform split-based operations, thereby taking 
over many of the rear-area operations formerly performed in the theater of operations. 
Modernizing CONUS based installations supports split-based operations and allows the 
Army to reduce requirements for strategic airlift and in-theater stockpiles. Additionally, 
fewer soldiers and equipment are exposed to the dangers of combat; this also allows for 
quicker entry and exit of forces. [Ref. 6] 

f Optimize The Information Technology Environment 

This principle is a warning as much as a statement of guidance. It says that 
while the Army leverages its capabilities with C 4 I technology, it must do it smartly because 
there are fewer resources to procure technology. Maximum application of the concepts of 
standardization, commonality and compatibility are essential to implementing this principle. 
It is important to maximize the longevity of equipment even in an area where technology 
improves so rapidly. An excerpt directly from The Enterprise Strategy best explains the 
essence of this principle: 

Our overall approach to information systems will address the 
requirements of the warfighter and the economic imperative to provide 
modernized technology in this era of decreasing resources. Army systems 
will be modernized and leveraged, especially in the C 4 I arena, so that they 
can be exported for other US and Allied use. Smart investments today in 
information technology will generate savings and maintain information 
superiority in the future. [Ref. 6] 



35 



S r. 



Implement Multi-Level Security 



Many of the Joint Pub and Enterprise Strategy principles up to this point refer 
to the need for economy and efficiency in the development and procurement of C 4 I systems. 
A single system that can do as many functions as possible without degrading capability is 
the goal. It is an ambitious goal and requires multi-level security to achieve it. A multi-level 
security device allows multiple users at different access (classification) and sensitivity 
(compartment) levels to access one system at the same time. It also allows one user to access 
different classification and compartment levels at the same time on one system. Though 
many levels can be accessed at one time, by one user, a multi-level security system will only 
allow the user to access information they are authorized. [Ref. 8] In the absence of such a 
system, a soldier may have to access information with different sensitivity levels on different 
systems; they may even be geographically separated. A multi-level security system will 
allow soldiers to get the information they need in one place, regardless of the security level. 
This principle supports initiatives to standardize and modularize support systems and allows 
the Army to achieve cost savings in development, procurement and maintenance. 

It. Ensure Spectrum Superiority 

Although advances in C 4 I technology allow the Army to enhance warfighting 
capabilities, the systems cannot operate without continuous and uninterrupted use of the 
electromagnetic spectrum. The importance of this principle, first discussed in the Basic C 4 
Principles in Joint Pub 6-0, is echoed as a principle in The Enterprise Strategy. As the 
number of electronic battlefield systems increases, so does the dependance on the 
electromagnetic spectrum. The Enterprise Strategy calls for two actions to ensure spectrum 



36 



supremacy: a single authority within a task force responsible for the spectrum and active 
participation in policy formulation. The single authority responsible for the spectrum will 
use techniques (technological or otherwise) to allocate the spectrum as the scarce resource 
it is becoming. CSoordination will be essential to success in implementing this principle. 
To facilitate the efforts of the spectrum authority at the task force level, the Armed Forces 
must participate in and influence the formulation of international and allied policy regarding 
the electromagnetic spectrum to our benefit. 

L Acquire Integrated Systems Using Commercial Technology 

In the Foreword of the Enterprise Strategy, General Sullivan calls for the 
Army to “... exploit current and future technologies .... as a means to advance the capability 
of the Total Army Force”. The principle of acquiring integrated systems using commercial 
technology addresses his comment directly. The commercial sector is the defacto leader in 
information and C 4 I systems technology and the generation of new commercial technology 
happens quicker than the acquisition cycle allows the Services to buy it. In order to exploit 
these trends, the Enterprise Strategy calls for the Army to affect the streamlining of the 
acquisition cycle, work with industry to influence new technology development and 
standardization, exploit current emerging technology, and only resort to Army-funded 
technology when necessary [Ref. 6]. The benefits of implementing this principle are cost 
savings due to the reduced price of technology based on commercial demands, and the 
avoidance of costly research and development. Additional savings, as in the commercial 
sector, will come in the form of technology upgrades. Through carefully planned 
improvements, systems will advance in an evolutionary manner rather than developing new 



37 



systems [Ref. 6]. 



j. Exploit Modeling and Simulation 

The days of costly field training exercises are numbered. Experience gained 
through modeling and simulation provides a cost effective means to train soldiers, rehearse 
missions and evaluate different courses of action [Ref. 6]. The same concept that produces 
effective training in the field applies to this principle; training must be as realistic as 
possible. In order to do that with respect to modeling and simulation, many of the other 
principles must be implemented first or concurrently. The Enterprise Strategy identifies 
three particular challenges to implementing this principle: 

• Warfighters must be able to use tactical equipment in the distributed 
simulation environment [Ref. 6]. The Battle Labs concept is an example of 
an initiative already underway. 

• Tactical equipment must function the same in tactical and simulated 
environments [Ref. 6]. Meeting this challenge requires close coordination 
between the Army and technology developers in the requirements generation 
process. 

• Decisions required of the warfighter must be the same in tactical and 
simulated environments [Ref. 6]. Again, meeting this challenge requires 
close coordination between the Army and technology developers in the 
requirements generation process. It also involves integration of the actual 
systems that provide information to commanders. 

The ten Principles of the Enterprise Strategy provide guidance for Army C 4 
systems support to operations. They are the essence of The Army Enterprise Strategy 
Vision. They serve little purpose without an executable implementation plan. 

C. THE ARMY ENTERPRISE IMPLEMENTATION PLAN 

The Army Enterprise Implementation Plan is the second of two documents that make 



38 



up The Enterprise Strategy. It is a detailed document that goes far beyond the purpose of this 
thesis. It does, however, deserve discussion at a macro level for familiarization. 



1. The Purpose 

The purpose of The Army Enterprise Strategy Implementation Plan is to define the 
steps necessary to implement the principles outlined in The Army Enterprise Strategy Vision 
[Ref. 9]. It provides the “...institutional framework for the evolution and modernization of 
Army C 4 I systems.” The plan lays a roadmap for guiding the Army C 4 I transition into the 
21 st century. It consists of three parts: 

• An independent assessment of existing systems; baselines under current rules 
and assumptions [Ref. 9]. 

• An investment strategy for the future; a blueprint under new rules and 
assumptions [Ref. 9]. 

• An action plan to implement the blueprint [Ref. 9]. 

a. Assessment of Existing Systems 

The assessment of existing systems looks at why the Army must change the 
way they develop, procure and use C 4 systems. It identifies eleven paradigms that are 
affecting the Army and the Army C 4 I community. The eleven shifting paradigms are all 
motivated by either new technology or a new conceptual/doctrinal way of thinking. Table 
1 summarizes the eleven shifting paradigms. It represents the old way of thinking (Old 
Model), the factors motivating change (New Concepts/Technology), and the new way of 
thinking (New Model). 



39 



SHIFTING PARADIGMS 


Old Model 


New Concept/Technology 


New Model 


A Forward Deployed Army. 


A Force Projection Army using Split 
Based Operations. 


Installations as Corps or 
Division Rear Area. 


Service focused information 
using Service Stovepipes. 


Joint Operations. 


Joint and Combined 
Information using Joint C 4 I 
technology. 


Deploy Extensive Information 
Management Systems to the 
field 


Space Based Systems, Personal 
Computers and switching 
technology. 


Send only terminal devices 
forward. 


Hardware dominated weapon 
systems. 


Computer technology and software 
engineering practices. 


Software enables combat 
power. 


Focus on targeting enemy 
weapon systems. 


Real time information distribution. 


Information Warfare that 
targets information targets 
like sensors, C 2 posts. 


Use of umbrella 
communication grids to 
blanket an area. 


Force Mobility requiring forces to 
move great distances quickly. 


Use of space based systems, 
remote terminals, and 
automation support cells. 


Acetate and grease pencils. 


The information technology 
revolution. 


Imagery, simulation, COP, 
and the ability to print locally. 


Service and functionally 
oriented stovepipe systems. 


Distributed databases. 


Process oriented support 
based on the mission area. 


Manual, serial coordination. 
Staffing in sequence. 


Groupware. 


Electronic coordination. 


Print plants involving multi- 
step processes. 


Direct publishing access 


Electronic preparation and 
distribution. 


Military unique information 
mission area equipment. 


High tech changes in: 

Commercial satellite 
communications. 


Start with COTS and modify 
as needed or augment military 
unique with COTS. 




National and international 
commercial standards and protocols. 


Use of standard commercial 
switches. 




Commercial open systems 
architecture. 

COTS and Non-developmental items 
(NDI). 


Use of commercial equipment 
and software. 

Use of COTS. 



Table 1. Shifting Paradigms Affecting Army C4I. After Ref. [9]. 



40 



The factors motivating change, in some cases are a result of the post-cold war 
decrease in resources. The Force-Projection, CONUS-Based Army is such an example, 
however, it is important for the reader to note that the technology revolution serves the Army 
well; it provides a means to offset force reductions by quickly providing information that 
allows for a better application of the smaller force. Additionally, the proliferation of the 
technology has driven the cost down which also serves a resource constrained Army well. 

b. The Investment Strategy For The Future 

This portion of The Implementation Plan graphically depicts the current 
investment in the Army’s baseline systems, what those systems will migrate to in the near 
to mid term, and then, where they will be in the year 2010. Near to mid term is defined as 
from the year 1996 to 2001 and is based on the idea of incorporating technology into current 
systems as long as those systems move the Army forward in accordance with the principles 
outlined in The Enterprise Strategy Vision. Where the Army wants to be in the year 2010 
was described in a visionary excerpt from General Sullivan on the 2010 battlefield. A 
general example of the graphical investment strategy is depicted in Figure 9. 

c. The Action Plan 

This portion of The Enterprise Implementation Plan is based on the 
independent assessment of existing systems, the investment strategy for the future, and The 
Enterprise Strategy Vision principles. This part of the Implementation Plan is authored by 
The Enterprise Strategy General Officer Steering Committee and consists of nine tasks. The 
nine tasks give direction and proponency to different agencies of the Army for action. It is 
not important for the reader to know what these specific tasks are, but rather that they exist. 



41 



BASELINE NEAR TO MID TERM YEAR 2010 

1996-2001 




Figure 9. The Enterprise Investment Strategy. In this example, the baseline column 
represents systems that control information from a specific information mission area 
such as maneuver, field artillery, or intelligence. The near to mid term column 
represents the product of the baseline systems’ migration to a single integrated 
system offering all the functional capabilities of the baseline systems. The final 
column of The Enterprise Investment Strategy represents a future system embodying 
General Sullivan’s excerpt about the 2010 battlefield. After Ref. [9]. 



D. SUMMARY 

This chapter provided an overview of the Army level guidance covering C 4 systems 
support to operations: The Army Enterprise Strategy, consisting of The Enterprise Strategy 
Vision and The Enterprise Strategy Implementation Plan. The Vision provides ten principles 
intended to focus efforts within the Army C 4 I community to ensure battlefield information 
dominance for the warfighter. The Implementation Plan established a method for the Army 
to implement the principles outlined in The Vision. This Army guidance falls under the 



42 




authority of the doctrine found in Joint Pub 6-0 and is influenced by Field Manual 100-5, 
Operations. Initiatives such as Louisiana Maneuvers and the Battle Labs concept provide 
a mechanism for soldiers and scientists to focus technology development on warfighter 
needs supported by the C 4 I principles. This chapter was a continuation of the sequenced 
approach showing how the guidance at different levels of the Armed Forces relate to and 
support each other and the C 4 I For The Warrior Vision. 

Understanding that there are threads of continuity that start at joint doctrine and flow 
through Army guidance sets the doctrinal foundation for the design, development and 
procurement of Army C 4 systems. This chapter is the second step in showing what 
documents govern and influence the functional design of the Army Tactical Command and 
Control System. 



43 



44 



IV. ARMY OPERATIONS 



The previous chapter introduced the reader to The Army Enterprise Strategy. 
It outlined principles, implementation plans, and showed the reader how The Army 
Enterprise Strategy falls under the authority of joint doctrine. Army Field Manual 100-5 is 
referenced throughout the previous chapters as it relates to principles in joint and Army C 4 I 
doctrine. This chapter summarizes how the Army develops combat power and is the last of 
three guiding documents discussed in the purpose of this thesis; it gives the reader the 
foundation for understanding the functional design of The Army Tactical Command and 
Control System. 

A. COMBAT POWER 

The Army uses combat power to achieve its goals in combat. The accepted 
Department of Defense and NATO definition of combat power is: 

The total means of destructive and/or disruptive force which a 
Military unit/formation can apply against the opponent at a given time [Ref. 

11 - 

Army Field Manual 100-5, Operations, expands on this definition by saying: 

Combat power is created by combining the elements of maneuver, 
firepower, protection and leadership. Overwhelming combat power is the 
ability to focus sufficient force to ensure success and deny the enemy any 
chance of escape or effective retaliation ... Overwhelming combat power is 
achieved when all combat elements are violently brought to bear quickly, 
giving the enemy no opportunity to respond with coordinated or effective 
opposition. [Ref. 3] 

The reader should infer from these two definitions that combat power is a real 
phenomenon; it is the realized capability of a force to achieve results in combat [Ref. 10]. 



45 



Furthermore, combat power is derived from an energy source called combat potential: 

Combat potential is the latent capacity of individual fighting and 
supporting elements organized as a force capable of achieving combat results 
[Ref. 10]. 

Combat potential exists in two states: designed and actual combat potential. 
Designed combat potential exists notionally under ideal conditions and actual combat 
potential exists under current conditions. In either case, the broad definition of combat 
potential includes “fighting and supporting elements” and is transformed into combat power 
by command through instructions. [Ref. 1 0] All the Services apply and develop combat 
power differently; the Army creates combat power by combining four elements, in concert, 
against the enemy. The four elements, from the Army Field Manual 100-5 expanded 
definition of combat power, are maneuver, firepower, protection and leadership. Creating 
combat power only provides a force at the beginning of battle; in order to sustain combat 
power, the Army integrates and coordinates seven combat functions with the four elements. 
The seven combat functions are intelligence, maneuver, fire support, air defense, mobility 
and survivability, logistics, and battle command. 

1. The Elements Of Combat Power 
a. Maneuver 

Recall from Figure 3 in Chapter II that maneuver is the fifth Principle of War. 
The Army also considers maneuver to be a dynamic of combat power. Maneuver gives 
friendly forces the advantageous position or allows the enemy to maneuver into a 
disadvantageous position in order to affect delivery of fires. Maneuver only refers to 
position of forces in relation to the enemy and must be combined with the elements of 



46 



firepower and protection to be completely effective. Effects of positional advantage are 
surprise, psychological shock, physical momentum, massed effects, and/or moral dominance 
of the enemy. These goals should sound familiar to the reader; they are closely related to the 
other Principles of War (Figure 3) and Tenets of Army Operations (Figure 5). [Ref. 3] 

b. Firepower 

Firepower is the “destructive and/or disruptive force” portion of the DoD and 
NATO definition of combat power. Firepower is the teeth of the friendly force and may be 
direct (i.e. fire from an Armor Company) or indirect (i.e. fire from a Field Artillery Battery 
or naval gunfire). While maneuver is rarely effective without firepower, there are types of 
firepower that can be effective without maneuver. An example is the employment of indirect 
weapon systems using munitions as laser guided bombs, and integrated target acquisition 
systems. Whether direct or indirect, the effects of firepower are maximized when combined 
with maneuver. [Ref. 3] 

c. Protection 

Protection refers specifically to the combat potential of a unit. Protection has 
four components that when applied effectively, increase the actual combat potential of a unit. 
The four components of protection are: 

• Operational Security (OPSEC) and deception operations. This component 
includes measures such as reconnaissance, counterreconnaissance, 
camouflage, dispersion of units, and fortified fighting positions. [Ref. 3] 

• Maintenance of soldier health and morale. This component includes 
measures to maintain the equipment and supplies the soldiers require to 
perform effectively in combat. It also includes measures to ensure adequate 
health services for soldiers. [Ref. 3] 



47 



• Safety. This component includes active measures employed by commanders 
to identify and mitigate dangers that soldiers face in training and combat. 
[Ref. 3] 

# Avoidance of fratricide. This component includes measures to avoid the 
killing or wounding of friendly soldiers. [Ref. 3] There are many initiatives 
working towards this combat problem. C 4 I systems will help by providing 
a clear and common picture of the battlefield. Other measures include 
disciplined operations carried out by the integrated forces of an Army Task 
Force [Ref. 3]. This means application of firepower and support operations 
at the right time and place as specified by an Operations Order (OPORD). 

Application of all four of the components of protection will increase the actual 

combat potential of a unit towards the designed combat potential. The reader should note 

that protection is the single element of combat power that can affect combat potential before, 

during and after direct combat. The goal is always to maximize actual combat potential to 

result in the maximum combat power. 

d. Leadership 

The Army considers leadership to be the most important of the four elements 
of combat power. The specific aspect of leadership referred to here is the ability of the 
Officers and Non-Commissioned Officers of the Army to combine and employ the other 
three elements of combat power. This ability is the culmination of experience combined 
with professional education including history, doctrine, theory, and successful personality 
traits and techniques employed by previous leaders. It is: 

... taking responsibility for decisions; being loyal to 
subordinates; inspiring and directing assigned forces and resources towards 
a purposeful end; establishing a teamwork climate that engenders success; 
demonstrating moral and physical courage in the face of adversity; providing 
the vision that both focuses and anticipates the future course of events [Ref. 

3].' 



48 



When opposing forces are evenly matched, the ability of the leader to 
combine and employ the other three elements of combat power will be the decisive edge. 
[Ref. 3] 

2. The Combat Functions 

In order to plan and analyze complex Army operations, leaders break the operation 
into seven functional operating systems. “Systems” in this sense is meant to represent an 
operational process, not a hardware/software combination such as a “command and control 
system.” They are called the Battlefield Operating Systems (BOSs) and exist (as a function) 
at every level of war. The establishment of these BOSs provide the direct link between joint 
and Army C4 doctrine and the functional design of The Army Tactical Command and 
Control System. 

a. Intelligence 

Intelligence is the first Battlefield Operating System. It affects combat 
operations before, during and after combat. It is the process/function of gathering and fusing 
information about the enemy as it affects friendly operations. Its existence as a Battlefield 
Operating System should not surprise the reader; references to intelligence operations are 
found throughout joint and Army C 4 I doctrine. Examples found in this thesis are in Chapter 
II; the first two functions of the Lawson Loop are to sense and process external information. 
Recall that collection is the first function of a of a C 4 system and that Information Quality 
Criteria is crucial to preventing information overload. Without collected information, the 
Cognitive Hierarchy doesn’t exist and Information Fusion, the forth Objective of C 4 Systems 
is not necessary. 



49 



b. Maneuver 

Maneuver is discussed as a Principle of War and as an element of combat 
power. The general concept is the same with respect to Maneuver, the Battlefield Operating 
System. It is to put the enemy at a positional disadvantage. Recall that maneuver must be 
combined with firepower to be effective. 

c. Fire Support 

Fire Support is the function by which firepower is brought to bear when 
combined with maneuver. It exists as a Battlefield Operating System because it requires the 
synchronization and coordinated efforts of organic and supporting fire support elements. 
Because most of the commander’s indirect firepower comes from external sources 
(supporting fire support elements), firepower must be synchronized through the function of 
fire support in order to best use all available fires throughout the depth of the battlefield. 
[Ref. 3] 

d. Air Defense 

Air Defense operations, as a Battlefield Operating System, allow commanders 
to focus and exploit the full capability of their maneuver and firepower elements by offering 
protection from enemy air threats. The majority of this responsibility falls on ground based 
air defense units deployed throughout a theater. Those units provide air defense throughout 
the depth of the battlefield against enemy aircraft, missiles (all altitudes), and unmanned 
aerial vehicles. Though the air defense function offers protection, it is not in the context of 
protection as an element of combat power. This type of protection is closer related to the 
maneuver and firepower elements of combat power since it enhances freedom of maneuver 



50 



of friendly forces. [Ref. 3] 

e. Mobility and Survivability 

Mobility and Survivability, as a Battlefield Operating System, is related to 
the maneuver, firepower, and protection elements of combat power. While Air Defense 
provides freedom of maneuver by reducing the enemy air du-eat, Mobility and Survivability 
is the Battlefield Operating System that, literally, enhances freedom of maneuver of friendly 
forces. There are actually two components to the Mobility portion of the BOS: mobility 
operations and countermobility operations. Mobility operations increase trafficability for 
friendly forces. It includes missions to breach enemy obstacles, improve roads, build new 
roads, provide bridges and rafts for river crossing, and identifying trafficable routes for 
maneuver forces. Countermobility operations disrupt or deny the enemy its freedom of 
maneuver. These missions include demolition of roads and bridges, building obstacles along 
anticipated enemy routes of attack, or the use of smoke to hinder enemy maneuverability. 
Survivability is the BOS link to the protection element of combat power. These missions 
include those intended to deceive the enemy, OPSEC, Nuclear, Biological and Chemical 
(NBC) operations, use of camouflage, dispersion of units, and the building of 
fortified/hardened fighting positions. [Ref. 3] 
f Logistics 

Logistics, as a Battlefield Operating System, is the single function that relates 
to and facilitates all four of the elements of combat power. The Logistics BOS “... provides 
the physical means with which forces operate ....” It is the process of planning and executing 
the sustainment of forces in support of military operations. [Ref. 3] A key to logistics 



51 



operations is its uninterrupted flow of supplies to maneuver and supporting units. This 
uninterrupted flow requires intense planning, anticipation, and flexibility on the part of 
logistics planners so that the maneuver commander's actions are not limited by logistics 
constraints. Army Field Manual 100-5, Operations, puts logistics into perspective by saying: 

At the tactical level it focuses on the traditional CSS functions 
of arming, fixing, fueling, manning, moving, and sustaining the soldier and 
his equipment. Logistics cannot win a war, but its absence or inadequacy can 
cause defeat. [Ref. 3] 

g. Battle Command 

The Battle Command Battlefield Operating System is very closely related to 
the command and control process (Lawson Loop Model) discussed in Chapter I of this thesis. 
Army Field Manual 100-5 describes the modem commander's challenge with respect to 
Battle Command: 



Ultimately, they must assimilate thousands of bits of 
information to visualize the battlefield, assess the situation, and direct the 
military action required to achieve victory. Thinking and acting are 
simultaneous activities for leaders in battle. [Ref. 3] 

The art of Battle Command influences all aspects of battle because it is a 
combination of leadership and decision making. Looking back at the section on leadership 
as an element of combat power, the reader should note that leadership not only includes those 
decisions that leaders make, but those that their subordinates make based on the leader's 
vision and the teamwork climate established. 

Leadership is a thesis topic in itself and is defined and discussed in many 
Service manuals. There are differing definitions, all closely related, but what is never in 
dispute, is that leadership is a function whereby leaders make decisions based on many 



52 



dynamics and vast amounts of information. It should come as no surprise to the reader that 
it is the last of the Battlefield Operating Systems because it requires a clear understanding 
of the other BOSs to successfully execute. The last statement is the premise for the 
functional design of the Army Tactical Command and Control System; an overarching 
command and control system that incorporates subordinate functional control systems to aid 
commanders in their decision making process. 

B. SUMMARY 

This chapter summarized how the Army develops combat power in cooperation with 
the components of a Joint Task Force. Army Field Manual 100-5 is the last of three guiding 
documents discussed in the purpose of this thesis; it gives the reader the foundation for 
understanding the functional design and capabilities of The Army Tactical Command and 
Control System. This chapter defined combat power and combat potential and the 
relationship between the two. It also discussed the four element of combat power: maneuver, 
firepower, protection, and leadership. It also discussed the seven functional operating 
systems, called the Battlefield Operating Systems, that the Army uses to plan and analyze 
complex Army operations: intelligence, maneuver, fire support, air defense, mobility and 
survivability, logistics, and battle command. This chapter also identifies where the seven 
BOSs are integrated into the four elements of combat power. This chapter speaks less of C 4 I 
specific doctrine and more of Army operational doctrine; it is the necessary transition to the 
discussion of the functional design and capabilities of The Army Tactical Command and 
Control System. 



53 





















54 



V. THE ARMY TACTICAL COMMAND AND CONTROL SYSTEM 



The last chapter summarized a portion of Army Field Manual, 100-5, Operations; 
specifically, how the Army develops combat power. It gave the reader the foundation for 
understanding the functional design of The Army Tactical Command and Control System. 
This chapter familiarizes the reader with an Army C 4 I system that shows evidence of 
doctrinal C 4 I principles. As in former chapters, it is the building block for the next chapter. 
In familiarizing the reader, it discusses capabilities only; the threads of continuity that travel 
from joint doctrine through Army doctrine into ATCCS are drawn in the final chapter. This 
chapter gives the reader an introduction to the components and capabilities of the ATCCS. 
This chapter also discusses the hardware and communications hub that supports the ATCCS, 
and finally, takes the seven Battlefield Operating Systems (BOSs) and shows the reader how 
those BOSs are the basis for the five Battlefield Functional Area Control Systems (BFACS) 
of the ATCCS. 

A. THE COMPONENTS OF ATCCS 

The Army Tactical Command and Control System is the Army’s primary tactical C 2 
system at echelons Corps and below. The functional design of the ATCCS is an overarching 
command and control system (ATCCS in itself) comprised of subordinate functional control 
systems (the BFACS). Recall that the Army considers the seven BOSs essential to 
sustaining combat power. From these seven BOSs are derived the five BFACS that 
comprise the ATCCS. The Intelligence BOS is controlled by the All Source Analysis 
System (ASAS), the Maneuver BOS is controlled by the Maneuver Control System (MCS), 



55 



the Fire Support BOS is controlled by the Advanced Field Artillery Tactical Data System 
(AFATDS), the Air Defense BOS is controlled by the Forward Area Air Defense Command, 
Control and Intelligence System (FAAD C 2 I), and the Logistics BOS is controlled by the 
Combat Service Support Command and Control System (CSSCS). This accounts for five 
of the BOSs. The other two BOSs, Mobility and Survivability, and Battle Command are not 
forgotten; they are integrated into the other five. Since Mobility and Survivability enhances 
maneuver, that is where it is controlled; in the Maneuver Control System. As the 
overarching BOS, Battle Command, is the function that integrates and synchronizes the other 
six. The ATCCS integrates and synchronizes the other BFACS. It represents the Battle 
Command combat function. Table 2 depicts the functional relationship between the seven 
BOSs and their five controlling BFACS. 



RELATIONSHIP BETWEEN COMBAT FUNCTIONS AND THE 
BATTLEFIELD FUNCTIONAL AREA CONTROL SYSTEMS: 


The Seven Combat 
Functions -> 


Are Controlled by These 
Battlefield Functional 
Area Control Systems -> 


Which Make-up The 
Overarching Command 
And Control System. 


Intelligence 


All Source Analysis System 




Maneuver 


Maneuver Control System 




Mobility and Survivability 




Fire Support 


Advanced Field Artillery 
Tactical Data System 


The Army Tactical Command 
and Control System 


Air Defense 


Forward Area Air Defense 
Command, Control and 
Intelligence System 


Logistics 


Combat Service Support 
Command and Control System 




Battle Command 







Table 2. Relationship Between the Seven BOSs and Their Respective BFACS. 



56 



Truly a system of systems, the entire ATCCS is supported by a Common Hardware 
and Software (CHS) concept and can be separated into the five BFACS connected by a 
Communications Hub. The Communications Hub is further composed of three smaller 
communication systems to be discussed later in this chapter. The ATCCS provides the C 2 
framework for decision making horizontally between BFACS at each echelon, and vertically 
from battalion to corps level. Figure 10 depicts this ATCCS framework. 

B. COMMON HARDWARE AND SOFTWARE 

The Common Hardware and Software Concept (CHS) is designed to “... minimize 
the proliferation of unique tactical computer systems.” [Ref. 11] It is based on common 
Commercial of the Shelf (COTS) computers and peripherals. The Army intends to lower 



Figure 10. The Army Tactical Command and Control System. After Ref. [12]. 



MCS 




CSSCS FAAD C 2 I 



57 



life-cycle costs by standardized automation, protocols, and reusable software [Ref. 12]. 
Other goals include accelerated development, accelerated testing and fielding, and 
streamlined user training requirements [Ref. 11]. The common hardware ranges from 
portable to high end workstations that are ruggedized for use in wheeled and tracked 
vehicles, shelters and tents. The common software includes UNIX and POSIX operating 
systems, relational database management systems, and graphics support software. Table 3 
summarizes the four processing units in the CHS concept; they are the hand-held (HTU), 
portable (PCU), transportable (TCU), and lightweight (LCU) computer units. 



CHARACTERISTICS OF COMMON HARDWARE IN CHS 


'^^^Jslomenclature 


HTU 


PCU 


TCU 


’JCU 


LCU 


HCU2 


TCU2 


HTU2 


Capabilities^ 


RISC 


RISC 


RISC 


Processor Number 


80286 


68020 


68040 


RISC 


80486 


RISC 


RISC 


80486 


Clock Speed in 


6 


16 


25 


99 


25 


50 


85 




Megahertz 


12 








33 


















66 








Data Rates in 


.5 


2 


22 


124 


10 


129.4 


112.5 




Megabits Per Second 


1 








14 


















20 








RAM in Megabytes 


2-6 


4-20 


8-128 


80-400 


8-32 


32-512 


16-256 


4-32 












8-32 


















8-128 









Table 3. Characteristics of Hardware in the CHS Concept. After Ref. [12]. 



C. THE COMMUNICATIONS HUB 

The communications hub that provides connectivity for the ATCCS is comprised of 
three systems. Referring again to Figure 10, the Communications Hub provides the 
connectivity between BFACS at each level as well as between levels. Figure 1 1 depicts the 
three systems that make up the Communications Hub and provide connectivity at any of the 



58 



MCS 




CSSCS FAAD C 2 ! 



Figure 11. The Communications Hub of the ATCCS. 

four levels and between levels. The three systems are the Army Data Distribution System 
(ADDS), the Combat Net Radios (CNR), and the Area Common User System (ACUS). 
Each of these systems is also comprised of systems. 

1. The Army Data Distribution System (ADDS) 

The ADDS is several systems that provide data communications, position location 
reporting, navigation and identification for units using ATCCS. The systems are the 
Enhanced Position Location Reporting System (EPLRS), and the Joint Tactical Information 
Distribution System (JTIDS). 

a. EPLRS 

EPLRS reduces contention for valuable combat net radio bandwidth; 



59 



approximately fifty percent of radio traffic consists of position location messages and 
requests [Ref. 14]. The system uses manpacked, vehicle-mounted, and aircraft-mounted 
transceivers (called EPLRS User Units EPUU) to report location, friendly identification, and 
data communications to a Net Control Station (NCS). A typical system at Brigade Level 
consists ofoneNCS and 250 EPUUs. [Ref. 14] EPLRS gives primary support to AFATDS, 
ASAS, and MCS [Ref. 15]. EPLRS also interfaces with the Global Positioning System 
(GPS), and JTIDS. 

b. JTIDS 

JTIDS is a high capacity system providing integrated communications, 
navigation information, and identification of friend or foe capabilities to aircraft, surface 
ships, and mobile ground units. The system employs Electronic Counter-Countermeasures 
(ECCM) by using frequency hopping techniques. JTIDS, also known as Link 16, provides 
its users with formatted and unformatted message capability, and as an airborne relay, can 
provide over-the-horizon communications. [Ref. 16] The Army uses JTIDS for air defense 
artillery to pass tracking information from sensors to command processing centers [Ref. 
14]. JTIDS provides the bulk of interoperability capability for ATCCS in the form of three 
classes of terminals. Table 4 summarizes the three classes of JTIDS terminals. 

2. The Combat Net Radios (CNR) 

The Single Channel Ground/ Airborne Radio System (SINCGARS) is a VHF-FM 
radio providing primarily voice communications for Army units down to team level. 
Although not part of the ADDS, SINCGARS also provides low rate data connectivity for the 
ATCCS. The radio can be operated in three modes for tactical use: an ECCM mode 



60 



CLASSES OF JTIDS TERMINALS 


Class 


Platform/Use 


Class I 


- For use on large aircraft such as Advanced Warning And 
Control System (AWACS) aircraft, surface ships, and as 
gateway facilities for ground-based networks. 


Class II 


- For use on fighter aircraft and small ships. 


Class 111 


- For use in mobile ground units and UAVs. 



Table 4. Classes of JTIDS Terminals. After Ref. [14]. 



employing frequency hopping, a single channel mode for use with radios that don’t employ 
frequency hopping, and as an airborne relay in the ECCM or non-ECCM mode [Ref. 1 6]. 
Additionally, SINCGARS can be configured for manportable, vehicle, or aircraft use. [Ref. 
14] SINCGARS interfaces with Mobile Subscriber Equipment, current FM radios, JTIDS, 
and some NATO single channel radios. 

3. The Area Common User System (ACUS) 

Mobile Subscriber Equipment (MSE) is a multipurpose system providing secure 
voice, data, and fax communications for fixed and mobile subscribers [Ref. 15]. MSE is 
most often compared to a commercial cellular phone system. The system uses a network of 
nodes throughout the area of operations to provide connectivity between Mobile Subscriber 
Radio Terminals (MSRT), Digital Nonsecure Voice Terminals (DNVT), and Nonsecure 
Facsimile Terminals. MSE provides increased mobility because the communication system 
is not part of a command post (that is inaccessible while on the move); calls are switched 
through the network to MSRTs and DNVTs mounted in command and staff vehicles. [Ref. 
14] MSE interfaces with commercial systems, SINCGARS, multichannel satellite systems, 
and other NATO systems. 



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D. THE BATTLEFIELD FUNCTIONAL AREA CONTROL SYSTEMS 



1. The AH Source Analysis System (ASAS) 

ASAS is the BFACS controlling the Intelligence BOS. It is a ground-based 
automated system designed to give intelligence and targeting support to commanders. ASAS 
uses communications and fusion capabilities to put sensor and other intelligence data into 
a single database to be simultaneously available to multiple users at separate workstations. 
[Ref. 21] ASAS is also capable of extracting information from national level databases. 
Table 5 summarizes some of ASAS’s capabilities. 

2. The Maneuver Control System (MCS) 

MCS is the BFACS controlling the Maneuver BOS. MCS uses CHS to display and 
distribute critical tactical battlefield information for commanders. Display capabilities 
provide commanders with decision support aids including current situation reports, 
intelligence reports, enemy contact reports assessing enemy strength and movements, and 
reports detailing status of friendly forces. These decision support aids can then be used to 
produce and distribute critical tactical battlefield information such as courses of action, 
Warning Orders (WARNORDS), Operations Orders (OPORDS), and priorities of work. 
Additionally, MCS can request intelligence, supply status, air operations, and fire support 
information from other BFACS. Another MCS capability includes decision graphics 
commonly found in a maneuver Tactical Operations Center (TOC). These overlays include 
the basic scheme of maneuver, enemy disposition, air defense plan, fire support plan, 
intel/electronic warfare plan, signal support plan, engineer obstacle plan, NBC, and CSS. 
Included in the overlays are unit resource information (combat potential) that allow 



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ASAS FUNCTIONAL CAPABILITIES 


Function 


Capabilities 


Database 


- Automatic correlation of intelligence information to 
create an all source database. 

- Event alarms based on certain database updates that 
triggers auto-retrieval of information for other 
applications. 

- Timer-base queries. 


Situation Display 


- Friendly/enemy databases. 

- Interactive tools to support threat integration, collection 
management, battle damage assessment, and force 
protection. 


Situation/Event Planning 


- Auto-notification of threat and high interest events. 

- Displays areas of interest, trafficability areas, avenues of 
approach, and mobility corridors. 


Target Planning 


- Creates and maintains target databases. 

- Alarms for high priority high value targets. 


Message Dissemination 


- Automatic message parsing and routing. 

- Automatic message generation and release. 

- Interactive message generation, edit, and review. 



Table 5. All Source Analysis Capabilities. After Ref. [22]. 



commanders and staff to develop courses of action, WARNORDs, OPORDS, and 
appropriate annexes for distribution. As part of the ATCCS, MCS uses the Communications 
Hub to provide commanders at all levels with a common operational picture of the battlefield 
that facilitates synchronization. [Ref. 18] 

3. The Advanced Field Artillery Tactical Data System (AFATDS) 
AFATDS is the BFACS controlling the Fire Support BOS. AFATDS uses CHS to 
coordinate and process fire missions in support of the commander’s scheme of maneuver. 
In doing so, AFATDS optimizes use of all fire support assets such as mortars, field artillery, 
cannon, missile, attack helicopter, close air support, naval gunfire, and offensive electronic 
warfare. AFATDS software attempts to satisfy a fire mission by identifying the most 



63 



effective weapon system available at the lowest echelon to defeat a target. It also takes into 
account information received from MCS on target priorities and commander’s guidance. 
Display capabilities include graphical representation of fire support assets and combat 
potential. [Ref. 19] AFATDS also manages and displays five critical field artillery 
functional areas: fire support planning, fire support execution, field artillery movement 
control, field artillery mission support, and field artillery fire direction operations. Table 6 
summarizes the capabilities under each field artillery functional area. 

As does MCS, AFATDS uses the Communications Hub as the data transport means 
to provide commanders at all levels with a common picture of fire support assets and 
capabilities. [Ref. 20] 

4. The Forward Area Air Defense Command, Control and Intelligence 
System (FAAD C 2 I) 

FAAD C 2 I is the BFACS controlling the Air Defense BOS. It is the C 2 system that 
integrates airspace with the battlefield. It is also a system of systems in that it integrates 
capabilities from sensors, weapons, and C 2 systems to warn and protect ground forces from 
low-altitiude air attack. The FAAD C 2 I information flow from sensor to shooter occurs as 
follows: FAAD C 2 I uses JTIDS to receive long-range enemy air information from AW ACS 
aircraft and passes it to the Division TOC and FAAD Battalion. That information (along 
with AWACS C 2 information) is passed via SINCGARS to C 2 nodes where it is combined 
with local air track information. This combined air picture is further disseminated (again via 
SINCGARS) throughout the FAAD Battalion and down to individual FAAD weapon 
systems for engagement. This process occurs near-real time as a result of the 



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FIELD ARTILLERY FUNCTIONAL AREAS 


Functional Area 


Functions/Capabilities 


Fire Support Planning 


- Develop fire support planning guidance. 

- Develop fire support plans. 

- Determine commander’s concept of operations. 

- Develop and monitor FA logistic support plan. 

- Determine target acquisition capabilities. 

- Coordinate meteorological operations. 


Fire Support Execution 


- Process targets. 

- Report FA status. 

- Analyze FA attack systems. 

- Analyze and perform Target Damage Assessment (TDA) 

- Develop order to fire. 




- Prepare ordtr to fire. 

- Conduct FA sensor operations. 


Movement Control 


- Control fire support movement. 

- Control FA movement. 

- Prepare FA movement requests. 


Field Artillery Fire Direction Ops 


- Determine firing unit capabilities. 

- Process fire missions. 

- Report fire mission status. 


Field Artillery Mission Support 


- Control FA supplies. 

- Control FA maintenance. 

- Control FA personnel. || 



Table 6. The Field Artillery Functional Areas. After Ref. [20]. 



Communications Hub capabilities of ATCCS. [Ref. 22] 

5. The Combat Service Support Control System (CSSCS) 

CSSCS is the BFACS controlling the Combat Service Support BOS. It consolidates 
all admin and logistic related information from other Standard Army Management 
Information Systems (STAMIS) to give commanders information such as ammunition levels, 
fuel supplies, personnel (admin and finance) status, transportation and maintenance services, 
and general supply levels. Recalling a point made in Chapter II about factors affecting trends 
in technology; the CSSCS is a prime example of how the increased pace of combat 



65 



operations required development of a system to handle the enormous amount of information 
required to plan operations. Manual systems cannot keep pace with rapidly changing events 
on the battlefield. CSSCS provides commanders the capability to quickly access near real- 
time information to determine their unit’s combat potential. Additional capabilities include 
the ability to do trade-off analysis (based on resupply capability information) to develop 
different courses of action. CSS commanders may also use the CSSCS to manage and plan 
courses of action for their own units. [Ref. 23] 

E. SUMMARY 

This chapter familiarized the reader the Army Tactical Command and Control 
System. It provided an introduction to the components and capabilities of the ATCCS by 
discussing the hardware and communications hub that supports the ATCCS. Additionally 
this chapter took the seven Battlefield Operating Systems (BOSs) and showed the reader how 
those BOSs are the basis for the five Battlefield Functional Area Control Systems (BFACS) 
of the ATCCS. Finally, this chapter outlined the capabilities of the five BFACS of the Army 
Tactical Command and Control System. 

This chapter concludes the summary of critical information for the reader. It is the 
last chapter that familiarizes the reader with C 4 I doctrine and ATCCS, and as such, finishes 
the information base for the final chapter. Throughout other chapters, reference was made 
to relationships between the doctrine at different levels, and how systems that implement that 
doctrine will improve the way we fight, both joint, and as a single Service. The next and 
final chapter turns that information base into a knowledge base by clearly identifying the 
threads of continuity from joint doctrine through Army doctrine and into implementation in 



66 



the Army Tactical Command and Control System. It is the final step in accomplishing the 
purpose of this thesis. 



67 



68 



VI. THE THREADS OF CONTINUITY 



The last chapter familiarized the reader with the Army Tactical Command and 
Control System. It gave the reader an introduction to the components and capabilities of the 
ATCCS. It was the last chapter that summarized critical information for the reader. 
Throughout the chapters leading to this final chapter, reference is made to relationships 
between the doctrine at different levels and how systems that implement that doctrine will 
improve the way we fight. This final chapter takes the summarized information and clearly 
identifies the threads of continuity from joint doctrine through Army doctrine and into 
implementation in the Army Tactical Command and Control System. Some of the threads 
are clearly identifiable in the text of joint and Army doctrine and others are more abstract 
but, none the less, there. The author categorizes and identifies three types of threads: 

• Common Threads in Tone. This section validates that the guiding C 4 I 
documents discussed in this thesis are written in a tone commensurate with 
the definition of doctrine. 

• Common Threads in Objective. Recall from Chapter II that at the joint level, 
the role and objectives of C 4 systems are supported by the Basic C 4 
Principles. This section shows the reader how the fundamental objective of 
C 4 systems outlined at the joint level is also supported by principles at the 
next lower level: The Enterprise Strategy Principles. 

• Common Threads in Guidance. This section validates that principles outlined 
at the joint level are carried through the Army level, and that there is 
evidence of implementation of those principles in ATCCS. 

Identifying threads of continuity is the final step in achieving the thesis purpose. 

A. COMMON THREADS IN TONE 

% 

The first thread of continuity is seen in the way Joint Pub 6-0 and the Army 



69 



Enterprise Strategy are written: in the form of doctrine. This is to say that Joint Pub 6-0 and 
The Army Enterprise Strategy are written with respect to the definition of what doctrine is, 
and that like a chain of command, Army doctrine is supportive and falls under the authority 
of joint doctrine. This is not to say that The Army Enterprise Strategy is accepted as 
doctrine, just that it guides the actions of the Army C4I Community much like doctrine. 

Recall from Chapter II that doctrine as defined by Joint Pub 1.02 is: 

Fundamental principles by which the military forces or elements 

thereof guide their actions in support of national objectives. It is authoritative 

but requires judgement in application. [Ref. 1] 

Similar definitions are cited for Army, Combined, Joint, and Multi-Service Doctrine leading 
to three conclusions: 

# The term “...fundamental principles... that guide their actions....” exists in 
every definition. This is the essence of doctrine that makes it the cornerstone 
for how the Services fight alone and together. 

# Doctrine provides a common approach to operations for those it applies to 
[Ref. 3]. 

# The last sentence, explicitly stating the balance between authority and 
judgement, is stated or implied in all the definitions. 

Both Joint Pub 6-0 and The Enterprise Strategy delineate the need for doctrine and 
the three conclusions above can be drawn about the guidance found in each publication. 

The clearest example of where both publications are “ ...fundamental principles... that 
guide their actions....” is seen in the Basic C 4 System Principles in Joint Pub 6-0, and The 
Enterprise Strategy Principles. In the case of Joint Pub 6-0, the Basic C 4 System Principles 
are the fundamental guidance for how C 4 systems must operate to support joint operations. 
Additionally, the principles serve to focus the actions of the Services when stating 



70 



requirements for the design, development, and procurement of C 4 systems. In the case of 
The Army Enterprise Strategy, The Principles are the fundamental guidance to focus the 
actions of the Army C 4 I community to ensure information dominance that will win the 
battlefield information war. As with Joint Pub 6-0, The Army Enterprise Strategy is clear 
in stating what to do, but not how to do it; both documents leave room for judgement in 
application. A final point refers to the authoritative nature of Joint Pub 6-0 and The Army 
Enterprise Strategy: both are endorsed by the ranking military officer at that level, the 
Chairman of The Joint Chiefs of Staff for Joint Pub 6-0 and the Army Chief of Staff for The 
Army Enterprise Strategy. There is no room left for misunderstanding as to whether or not 
these publications are to be followed. 

B. COMMON THREADS IN OBJECTIVE 

Recall from Chapter II that Joint Pub 6-0 states that the fundamental objective of C 4 
systems is to get the critical and relevant information to the right place at the right time [Ref. 
4]. This fundamental objective is supported by all but three of The Enterprise Strategy 
Principles. 

1. Focus On The Warfighter 

This first Enterprise Strategy Principle identifies five challenges that carry the 
common thread in objective: 

• Challenge One: Provide a responsive requirements process that reflects 
warfighter’s needs [Ref. 6]. 

• Challenge Two. Provide soldier friendly systems [Ref. 6]. 

% 

• ' Challenge Three. Provide more deployable systems [Ref. 6]. 



71 



• Challenge Four. Provide capable and reliable systems [Ref. 6], 

• Challenge Five. Provide systems that function in both garrison and tactical 
environments [Ref. 6]. 

These five challenges describe a hierarchical approach to providing one C 4 I system 
(Challenge Five) that the warfighter needs (Challenge One), can easily use (Challenge Two), 
can take anywhere (Challenge Three), and will work wherever they take it (Challenge Four). 
Meeting these challenges will surely facilitate getting the critical and relevant information 
to the right place at the right time. 

2. Ensure Joint Interoperability 

This second Enterprise Strategy Principle carries the common thread in objective by 
identifying the need for systems that are not hindered by joint interoperability barriers. 
Recall from Chapter II that interoperability is essential to mission success in joint and 
combined operations. Joint doctrine does not expect the Army to fight alone and neither 
does Army doctrine: 

The Army does not fight alone. It integrates its efforts in unified 
operations with its sister services, with other national agencies, and often 
with allied and coalition forces. By doing so, the Army’s operational 
capabilities are enhanced, victory comes quicker, and friendly casualties are 
reduced. [Ref. 3] 

For Services to fight together, they must be able to communicate and pass 
information with no intermediate processing. A C 4 I system that is interoperable will surely 
facilitate getting the critical and relevant information to the right place at the right time. 

3. Digitize the Battlefield 

Thfs third Enterprise Strategy Principle carries the common thread in objective by 



72 



identifying the need for a battlefield network that optimizes the transfer of information to 
provide a Common Operational Picture (COP). The COP is a joint concept whereby 
commanders, staff, and their soldiers, sailors, or marines have a “common picture” of the 
battlefield at the same time on one terminal device. It could be viewed as the epitome of 
presenting the right information at the right place at the right time. 

4. Capitalize on Space Based Systems 

This fourth Enterprise Strategy Principle carries the common thread in objective by 
identifying the need to make use of space based assets. Providing communications to remote 
areas, a power-projection Army conducting split-based operations, and the dependence on 
commercial satellites to augment overloaded military satellites are all issues that require 
getting the right information in a timely manner. 

5. Modernize Power Projection Platforms 

This fifth Enterprise Strategy Principle carries the common thread in objective by 
identifying the need to modernize power projection platforms. The CONUS based 
installations are the power projection platforms for today’s Army. Modernizing them 
supports split-based operations. As with exploiting space based assets, our installations must 
be as capable as the C 4 I systems that they support in the field. Anything less does not 
facilitate timely transfer of the right information to soldiers in the field - it falls short at the 
support base. 

6. Implement Multi-Level Security 

This sixth Enterprise Strategy Principle carries the common thread in objective by 
identifying the need to implement multi-level security. An MLS system provides a single 



73 



system that can do many functions without degrading capability. It allows users at different 
sensitivity (classification) levels to access one system at the same time and/or one user to 
access different sensitivity levels at the same time on one system. In the absence of such a 
system, a soldier may have to access information of different sensitivity levels on different 
systems. The systems may even be physically or geographically separated; this is not 
conducive to transfer of timely and critical information. Multi-level security is a clear 
supportive principle of the fundamental objective of C 4 systems. 

7. Ensure Spectrum Supremacy 

This seventh Enterprise Strategy Principle carries the common thread in objective by 
identifying the need to ensure spectrum supremacy. Advances in C 4 I technology allow the 
Army to enhance warfighting capabilities, but the systems cannot operate without continuous 
and uninterrupted use of the electromagnetic spectrum. This Enterprise Strategy Principle 
calls for a single authority within a task force responsible for the spectrum, and active 
participation in policy formulation. Additionally, information warfare and coordination will 
increase the likelihood of success in this area. This principle supports the fundamental 
objective of C 4 systems in that any degradation of the Services’ ability to use the spectrum 
affects the timely transport of information. Table 7 summarizes the fundamental objective 
of joint C 4 systems’ support to joint operations and its Enterprise Strategy Principles that 
carry that common thread. 

C. COMMON THREADS IN GUIDANCE 

Recall from Chapter II that the Basic C 4 System Principles found in Joint Pub 6-0 
support the fundamental objective of C 4 systems, also found in Joint Pub 6-0. This makes 



74 



SUMMARY OF COMMON THREADS IN OBJECTIVE 


Fundamental Objective 
of objective of C 4 
systems as stated in Joint 
Pub 6-0. 


Enterprise Strategy Principles that carry the common 
thread in objective. 


The fundamental objective of 
C 4 systems is to get the critical 
and relevant information to the 
right place at the right time 
[Ref. 6], 


Focus on the Warfighter 


Ensure Joint Interoperability 


Digitize the Battlefield 


Capitalize on Space Based Systems 


Modernize Power Projection Platforms 


Implement Multi-Level Security 


Ensure Spectrum Supremacy 


' 'able 7. The Fundamental Objective of C 4 Systems and Supporting Enterprise Strategy 



Principles. 

sense because both the objective and principles exist as doctrine at the same level. This 
section validates that those principles outlined at the joint level are carried through the Army 
level, and that there is evidence of implementation of those principles in ATCCS. As in the 
previous section, the author takes doctrine from the joint level (Basic C 4 System Principles 
in this case) and identifies the supporting Enterprise Strategy Principles. 

1. Interoperable 

This first Basic C 4 System Principle is supported by the second Enterprise Strategy 
Principle of Ensuring Joint Interoperability. Its implementation is in the Communications 
Hub, and the Common Hardware and Software Concept (CHS) of ATCCS. 

Joint Pub 6-0 says that joint and Service C 4 systems must possess the interoperability 
necessary to ensure mission success jn joint and combined operations. It further states that 
interoperability is the condition achieved among C 4 systems or items of C 4 equipment when 



75 



information or services can be exchanged directly and satisfactorily between them and their 
users [Ref. 4], The Army Enterprise Strategy supports the joint principle by saying that in 
order for Services to fight together, they must be able to communicate and pass information 
with no intermediate processing. Furthermore, under the principle of interoperability at the 
joint level are the concepts of commonality, compatibility and standardization. The 
Enterprise Strategy Principle of Ensuring Joint Interoperability implies the importance of 
commonality, compatibility and standardization, concepts that promote interoperability: 

Interoperability encompasses doctrine, procedures, and training - as 
well as systems and equipment ... Achieving interoperability will require 
adherence to industry standards for engineering, communications protocols, 
and data elements. Standards define a common environment in which new 
systems can be introduced at reduced risk. [Ref. 6] 

The implementation of the principle of interoperability and the supporting concepts 
of commonality and standardization are seen in the Communications Hub, and Common 
Hardware and Software Concept (CHS) of ATCCS. The Communications Hub uses 
components of the Army Data Distribution System, Combat Net Radios, and Area Common 
User System to pass information to the other Services. Those components, such as EPLRS, 
JTIDS, MSE, and SINCGARS used singly and in combination, are the practical 
implementation of interoperability. The CHS concept is the practical implementation of 
commonality and standardization. Recall that for equipment to be common, personnel 
trained on other (similar) equipment can operate and maintain it with no additional 
specialized training. Commonality also means interchangeability of repair parts and 
consumable items. [Ref. 4] This is clearly seen in the CHS concept where the five BFACS 
all use the same hardware. Equipment is standardized when it includes aspects of 



76